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Dear CEO letter: adequate client money arrangements – for general insurance intermediaries [pdf]
For general insurance intermediaries, this letter highlights areas important to maintain adequate client money arrangements in the current environment. -
Investor engagement in a changing regulatory landscape
We are considering whether current market practice relating to the provision of information during book-building in the IPO process best serves the interests of investors. ... provision of information during book-building in the IPO process best serves -
FCA Q3 15/16 Number of skilled person reports commissioned [pdf]
Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis. -
Notice of Decision 2023: Integellus Financial Solutions Limited [pdf]
This Notice of Decision (Integellus Financial Solutions Limited) refers to a failure to carry on regulated activities. We imposed a cancellation. -
Aggregate complaints data: 2020 H1
This page focuses on complaints that financial services firms reported to us during the first half (H1) of 2020, between 1 January and 30 June 2020. This includes the latest trends and analysis by product group. -
FCA Q2 15/16 Number of skilled person reports commissioned [pdf]
Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis. -
Co-operation Agreement between Financial Conduct Authority (FCA) and Hong Kong Insurance Authority (IA) [pdf]
Co-operation Agreement between Financial Conduct Authority (FCA) and Hong Kong Insurance Authority (IA). -
Firm level complaints data 2022 H2 [xlsx]
Firm level complaints data 2022 H2. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure. -
Pure Protection Contracts - Product Sales Data (PSD) Glossary [pdf]
To find out what the FCA means by the terms it uses in Product Sales Data for Pure Protection Contracts. -
Sector Views 2018
The FCA's Sector Views bring its collective intelligence together and gives an overall FCA view of how each sector is performing.