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Showing 1891 to 1900 of 3030 search results for buildings insurance.
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FSA Q3 12/13 Number of skilled person reports commissioned [pdf]
Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis. -
FCA warns insurance firms over product governance rules deadline
Insurance firms may not be ready to implement new product governance rules there to ensure insurance provides fair value, according to a review published today by the Financial Conduct Authority (FCA). -
Dear CEO letter – fair treatment of long-standing customers in the life insurance sector [pdf]
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External audit requirements for MiFID investment firms
Find out more about external audit requirements for MiFID investment firms, including what you need to do. -
PS13/10: CRD IV for Investment Firms
The proposals in this PS do not apply to credit institutions (banks and building societies) or investment firms supervised by the Prudential Regulation Authority. -
PS17/21: Insurance Distribution Directive implementation – Feedback to CP17/7 and near-final rules
This is our first Policy Statement setting out our near final rules for our implementation of the Insurance Distribution Directive (IDD). -
Final Notice 2019: Standard Life Assurance Limited [pdf]
This final notice (Standard Life Assurance Limited) refers to breaches of PRIN 3, PRIN 6 and COBS related to the unfair treatment of customers in the Life Insurance sector. The FCA imposed a financial penalty. -
Complaints Data Analysis: 2017 H2 [pdf]
This analysis looks at the aggregate complaints data for 2017 H2 in more depth. Including highlights, complaints over time, putting complaints into context, most complained about products, main reasons for complaints and outcomes for consumers. -
Clarity Capital Markets (clone of FCA authorised firm)
Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'. -
FCA statement on the Joint Declaration on climate change
Today we have published a Joint Declaration with the Prudential Regulation Authority (PRA), The Pensions Regulator (TPR) and Financial Reporting Council (FRC), welcoming the publication of the Government’s Green Finance Strategy and setting out