Search results

Showing 221 to 230 of 3030 search results for buildings insurance.

221. Information on nonfinancial misconduct and SMCR investigations - June 2022

     FOI Release Date of Release: 14/06/2022
     The FCA provides data on nonfinancial misconduct and SMCR investigations.

222. FCA supports firms through the transition to implementing the Consumer Duty

     Press Releases Published: 03/02/2023 Last modified: 06/04/2023
     FCA sets out, in letters, the expectations of the Duty and arranges a series of in-person events for groups of small and medium-sized firms.

223. Cost of Living: good and poor practice in the general insurance market

     Good and poor practice Published: 03/07/2023 Last modified: 03/07/2023
     We have reviewed how home and motor insurers are supporting customers in financial difficulty and handling claims. We found examples of good practice, but also areas where firms need to improve.

224. CP15/9: Strengthening accountability in banking: a new regulatory framework for individuals

     Consultation papers Published: 16/03/2015 Last modified: 14/09/2015
     Our new regime is designed to encourage individual accountability for decision-making in banks, building societies, credit unions and PRA-designated investment firms. ... This paper will be of primary interest to UK banks, building societies, credit

225. Financial Lives 2022 survey - Key findings from the May 2022 survey: Executive summary

     Financial Lives Published: 26/07/2023 Last modified: 26/07/2023
     Executive summary for the key findings from the FCA’s Financial Lives February 2022 survey.

226. Data on enforcement investigations, including into senior managers - June 2022

     FOI Release Date of Release: 06/06/2022
     The FCA answers mutiple questions regarding enforcement investigations, including into Senior Managers.

227. Helping firms provide more support to customers making investment decisions

     Firms Published: 03/08/2023 Last modified: 30/10/2023
     Examples on providing consumers with greater levels of support, including getting closer to the advice guidance boundary for giving a personal recommendation.

228. FCA reveals next round of successful firms in its regulatory sandbox

     Press Releases Published: 05/12/2017 Last modified: 06/12/2017
     The Financial Conduct Authority (FCA) today unveils the firms that were successful in their applications to begin testing in the third cohort of the sandbox.

229. Investor relations in an increasingly regulated and international world

     Speeches Published: 19/06/2013 Last modified: 18/07/2013
     Speech by David Lawton, Director of Markets, the FCA, to the Investor Relations Society Annual Conference, on 18 June 2013.

230. Information on enforcement investigations into senior managers - May 2022

     FOI Release Date of Release: 27/05/2022
     The FCA answers questions multiple questions on enforcement investigations into senior managers.