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GC20/1: Advising on pension transfers
The FCA is consulting on guidance on what it expects from firms when advising on pension transfers and conversions, particularly from defined benefit (DB) schemes to defined contribution (DC) schemes. This Guidance Consultation sets out best -
Fraudsters targeting Active Wealth (UK) Ltd clients
The fraudsters may tell you some of your personal information, such as your date of birth or National Insurance Number, to give the impression that the communication is genuine. -
SKYWAY/NEEW (New Economic Evolution of the World)/EVORICH
SKYWAY/NEEW (New Economic Evolution of the World)/EVORICH is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
Mutual societies registration function: 2021-22
An update on our work and a breakdown of societies on the register. -
The retail intermediary market 2019 underlying data [xlsx]
Underlying data for the FCA's Retail Mediation Activities Return (RMAR) 2019. -
Aggregate complaints data 2015 H2 [pdf]
Commentary on the aggregate sector wide firm complaints data for 2015 H2. Including opened, closed, upheld, speed of closure and redress. -
PS16/6: Consequential Changes to the Senior Managers Regime
PDF]. This PS will be of primary interest to UK banks, building societies, credit unions and PRA-designated investment firms. -
Brexit and financial services: where have we got to?
Speech by Andrew Bailey, Chief Executive of the FCA, delivered at the City Banquet, Mansion House, London. -
Commentary on the aggregate complaints data 2015 H1 [pdf]
Commentary on the aggregate sector wide firm complaints data for 2015 H1. Including opened, closed, upheld, speed of closure and redress. -
The retail intermediary market 2018 underlying data [xlsx]
Underlying data for Retail Mediation Activities Return (RMAR) 2018.