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CP21/27: Quarterly Consultation Paper No. 33
Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. -
Commentary on the aggregate complaints data 2013 H2 [pdf]
Commentary on the aggregate sector wide firm complaints data for 2013 H2. Including opened, closed, upheld, speed of closure and redress. -
CP16/17: Quarterly Consultation Paper No. 13
align the claims handling rules with the Insurance Act 2015. make minor changes to rules and guidance for firms conducting mortgages and home finance activity. -
Company Cubic Services Ltd trading as Global Markets
Company Cubic Services Ltd trading as Global Markets is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
Insurance firms failing to consider value of the products and services provided to consumers
The Financial Conduct Authority (FCA) is warning General Insurance (GI) firms about manufacturing, sales and distribution approaches that can lead to customers purchasing inappropriate products, paying excessive prices or receiving poor service. -
Agreements with overseas regulators
Multilateral and bilateral Memoranda of Understanding (MoUs) and other agreements signed by the FCA. -
Whistleblowing reports by firm type 2019-2022 - February 2022
The FCA provides data on whistleblowing disclosures. -
FCA proposes new measures to maintain firms’ focus on culture
The Financial Conduct Authority (FCA) will mark six months since the implementation of the Senior Managers’ and Certification Regime by providing feedback on implementation so far and proposing measures to further strengthen the regime. The -
Chief Executive speaks at APM about recent work and future challenges
Speech by Andrew Bailey, Chief Executive at the FCA, delivered at our 2016 Annual Public Meeting. -
CP13/6: Capital requirements for investment firms
This Consultation Paper (CP) sets out our proposed changes to the FCA Handbook as a result of the transposition of CRD IV in relation to a large number of investment firms prudentially regulated by the FCA and subject to the Capital Requirements