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Retail Mediation Activities Return (RMAR) information - October 2020
FCA provides Retail Mediation Activities Return (RMAR) information -
MiFID Investment, Home Finance and Non-Investment Insurance Contracts Supplement Notes [docx]
MiFID Investment, Home Finance and Non-Investment Insurance Contracts Supplement Notes -
More choice and better protection for users of electronic money
You will be better protected when using electronic money (e-money) after the second Electronic Money Directive is implemented in the UK on 1 May 2011 through the Electronic Money Regulations 2011. Find out what this will mean for you. -
CP16/15: Capping early exit pension charges
treatment of long-standing customers in the life insurance sector. -
Business interruption insurance test case: Hospitality Insurance Group Action skeleton argument [pdf]
This Hospitality Insurance Group Action skeleton argument is part of the written submissions for the business interruption insurance test case trial. -
SM&CR categorisation for solo-regulated firms
Under SM&CR, solo-regulated firms are categorised as limited scope, core or enhanced. Find out which category your firm is in and how you can review this. -
Current account services providers' links
The FCA provides Tables of providers’ website links and API locations for information about current account services for each brand. -
FCA publishes terms of reference for asset management market study
There is a further £1 trillion investment in insurance products and £1 trillion invested in non-mainstream asset management products – both of which will include pension fund investments. ... From 31 December 2016, manufacturers and distributors of -
The Financial Conduct Authority (FCA) makes senior appointments to drive its transformation
Nikhil Rathi, Chief Executive of the FCA since October 2020, has now made four further appointments to the FCA’s executive team. -
Follow Phil (trading style of FSN Strategic Thinking Ltd)
Follow Phil (trading style of FSN Strategic Thinking Ltd) is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.