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Showing 2811 to 2820 of 3030 search results for buildings insurance.

  1. Impact assessment: Thematic review: Principals and their Appointed Representatives (ARs) in the General Insurance (GI) sector [pdf]

    Impact assessments Published: 23/06/2017
    This impact assessment relates to the thematic review of Principals and their Appointed Representatives (ARs) in the General Insurance (GI) sector. It has been verified by the Regulatory Policy Committee.

  2. Retail intermediary market interactive analysis 2021

    Data Published: 21/07/2022 Last modified: 21/07/2022
    This page provides the FCA's interactive dashboard of the intermediary sector, based on the 2021 data drawn from the Retail Mediation Activities Return (RMAR).

  3. Sheree Howard appointed as FCA Executive Director of Risk and Compliance Oversight

    Press Releases Published: 20/09/2019 Last modified: 20/09/2019
    The Financial Conduct Authority (FCA) has today announced that Sheree Howard has been appointed as Executive Director of Risk and Compliance Oversight (R&CO).

  4. GC14/7 Proposed guidance on financial crime systems and controls

    Guidance consultations Published: 14/11/2014 Last modified: 30/08/2015
    and financial sanctions, and small commercial insurance brokers anti-bribery and corruption, systems and controls. ... TR14/17 Managing bribery and corruption risk in commercial insurance broking: update.

  5. PS22/13: Calculating redress for non-compliant pension transfer advice 

    Policy and guidance Policy statements Published: 28/11/2022 Last modified: 05/04/2023
    We set out the changes to our methodology for calculating redress for consumers who suffered financial loss from transferring from a defined benefit to a defined contribution pension scheme following non-compliant advice. This includes former

  6. Free trade in financial services and global regulatory standards: friends not rivals

    Speeches Published: 26/01/2017 Last modified: 02/02/2017
    Speech by Andrew Bailey, Chief Executive of the FCA, at the Economic Council Financial Markets Policy Conference.

  7. FCA finds small firms need to manage financial crime risks more effectively

    Press Releases Published: 14/11/2014 Last modified: 23/11/2021
    The Financial Conduct Authority (FCA) has found that many small banks and commercial insurance intermediaries fail to effectively manage financial crime risk.

  8. FCA confirms accountability rules for wholesale traders and interim rules on regulatory references

    Press Releases Published: 04/02/2016 Last modified: 19/04/2016
    in banks, building societies, and Prudential Regulation Authority (PRA) designated investment firms. ... This wide package of accountability reforms also includes proposals for regulatory references for candidates applying for senior manager and

  9. TR13/9 - Anti-Money Laundering and Anti-Bribery and Corruption Systems and Controls: Asset Management and Platform Firms

    Thematic reviews Published: 31/10/2013 Last modified: 30/08/2015
    Although previous regulatory action relating to anti-money laundering (AML) and anti-bribery and corruption (ABC) systems and controls failings has focused on the banking and insurance sectors, there are significant

  10. PS22/2: PRIIPs - Final scope rules and amendments to Regulatory Technical Standards

    Policy statements Published: 25/03/2022 Last modified: 25/03/2022
    In this Policy Statement (PS22/2) we summarise the feedback we received to our consultation and confirm our final policy position.
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