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Chris Woolard discusses emergency regulation and learning from the coronavirus crisis
Interim Chief Executive Chris Woolard discusses emergency coronavirus regulation and the Business Plan -
FCA launches 'Live & Local': a new regional programme to help local firms engage with regulators
The programme will help firms in the investment, mortgages and general insurance sectors engage with their regulators and bring them greater clarity on their regulatory requirements. ... The General Insurance sector will have their own sessions called -
New FCA data show 3.76 million complaints about financial services firms
Complaints about payment protection insurance (PPI) drove a 13% increase in the number of complaints made to financial services firms in the second half of 2017, according to figures published today by the FCA. -
TR18/5: Management of long-term mortgage arrears and forbearance
FCA findings on how mortgage lenders manage customers with long-term mortgage arrears and provide forbearance to affected customers. -
FG16/6: Payment Accounts Regulations 2015 - definition of a 'payment account'
In March 2016 we consulted on guidance on the definition of a 'payment account' under the Payment Accounts Regulations 2015 (PARs). We have now published the finalised guidance. -
CP17/41: Individual accountability: Transitioning insurers and individuals to the Senior Managers & Certification Regime
a small Non-Directive Firm or a small run-off firm. an Insurance Special Purpose Vehicle. ... The proposals in this consultation apply to alldual-regulated insurance firms. As well as the firms themselves, the proposals will affect everyone performing -
CP15/15: Changes to the Approved Persons Regime for insurers not subject to Solvency II
We are consulting on amending our regime for regulating key individuals and governance arrangements in insurers. -
FCA opens discussion on regulatory approach to open-ended funds investing in illiquid assets
The FCA is seeking stakeholder views on investing in illiquid assets through open-ended funds and the challenges that can pose to managers and investors. -
FCA makes final appointment to ExCo with Georgina Philippou as Chief Operating Officer
The FCA also announced that Linda Woodall would become Director of Life Insurance and Financial Advice. -
Clydesdale Bank fined £20,678,300 for serious failings in PPI complaint handling
The Financial Conduct Authority (FCA) has today fined Clydesdale Bank Plc (Clydesdale) £20,678,300 for serious failings in its Payment Protection Insurance (PPI) complaint handling processes between May 2011 and