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Milestone for insurers as they come under the Senior Managers and Certification Regime
The Senior Managers and Certification Regime (SM&CR) has been extended to all insurers regulated by the Financial Conduct Authority (FCA) and Prudential Regulation Authority from today. -
Retail intermediary market interactive analysis 2022
This page provides the FCA's interactive dashboard of the intermediary sector, based on the 2022 data drawn from the Retail Mediation Activities Return (RMAR). -
FCA publishes terms of reference for its investment and corporate banking market study
The Financial Conduct Authority (FCA) has set out the issues it will focus on as part of its market study into competition in investment and corporate banking. -
Underlying data for Montly PPI complaints before and during campaign - May 2021
The FCA provides the data for the numbers of PPI complaints from Jan 2017 to Aug 2019. -
FCA confirms plans to deliver redress to over 1,000 former British Steel Pension Scheme members
The FCA has published final rules for a redress scheme for former members of the British Steel Pension Scheme (BSPS) who received unsuitable advice to transfer out. -
Brookfield Investment Funds Plc (Clone of FCA Authorised Schedule 5 firm)
Brookfield Investment Funds Plc (Clone of FCA Authorised Schedule 5 firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this -
FCA asks for proposals on how open finance could transform financial services
The Bank of England, PRA and FCA have published coordinated consultation papers on new requirements to strengthen operational resilience in financial services. -
Lloyds Banking Group fined £4.3 million for delayed PPI redress payments
The Financial Services Authority (FSA) has fined three Lloyds Banking Group firms a total of £4,315,000 for failings in their systems and controls that resulted in up to 140,000 customers receiving delayed payment protection insurance (PPI) redress. -
FCA proposes new rules for credit card firms to help millions of customers get out of persistent debt
The FCA is today proposing new rules to help customers who are in persistent credit card debt. This follows the FCA’s study of the UK credit card market, which found significant concerns about the scale, extent and nature of problem credit card -
FCA Independent Directors Appoint External Law Firm and Publish Terms of Reference
s announcement of proposed supervisory work on the fair treatment of long standing customers in life insurance. ... Update: Simon Davis independent inquiry into the handling of the FCA’s announcement of proposed supervisory work on the fair treatment