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Showing 2991 to 3000 of 3034 search results for buildings insurance.

  1. The FCA fines and prohibits financial adviser for failing to act with integrity and for failing to be open and honest with the regulator

    Press Releases Published: 01/09/2016 Last modified: 06/03/2017
    The Financial Conduct Authority (FCA) has today banned Elizabeth Anne Parry from performing any function in relation to any regulated financial activity and fined her £109,400 for lying repeatedly to the regulator when asked about her qualification

  2. FG20/4: General guidance on proportionality: the Dual-regulated firms Remuneration Code (SYSC 19D)

    Finalised guidance Published: 17/12/2020 Last modified: 18/12/2020
    This guidance relates to the Dual-regulated firms Remuneration Code in SYSC 19D. It explains the operation of the dual-regulated firms remuneration principles proportionality rule, and part-year Dual-regulated firms Remuneration Code staff.

  3. PS21/8: Regulation of funeral plans - Feedback to CP21/4 and final rules

    Policy statements Published: 02/03/2021 Last modified: 05/07/2021
    This policy statement sets out our final rules, guidance and standards as the pre-paid funeral plans sector enters our regulation.

  4. TR14/4 – Risks to customers from financial incentives – an update

    Thematic reviews Published: 04/03/2014 Last modified: 13/03/2024
    This report summarises the findings of our follow-up thematic work into financial incentives which assessed whether firms are now managing the risks to consumers.

  5. “We are using the eyes and ears of consumers” – FCA published its 2013/14 Annual Report

    Press Releases Published: 10/07/2014 Last modified: 10/07/2014
    Warning for customers on interest only-mortgages. Review into mobile phone insurance.

  6. PS13/2 Tracing employers’ liability insurers – historical policies

    Policy statements Published: 04/06/2013 Last modified: 30/08/2015
    We are confirming new rules on employers’ liability insurance.

  7. FG14/3 - Budget 2014 – Pension reforms: guidance to firms in the interim period

    Finalised guidance Published: 09/04/2014 Last modified: 09/04/2014
    Alternatively, please send your responses by post:. The Life Insurance Themes team.

  8. FCA fines Aviva Pension Trustees UK Limited and Aviva Wrap UK Limited £8.2m for Client Money and Assets failings

    Press Releases Published: 05/10/2016 Last modified: 03/11/2016
    The Financial Conduct Authority (FCA) has today fined Aviva Pension Trustees UK Limited and Aviva Wrap UK Limited (together Aviva) £8,246,800 for failings in its oversight of its outsourced providers in relation to the protection of client assets.

  9. FSA fines Aon Limited £5.25m for failings in its anti-bribery and corruption systems and controls

    Press Releases Published: 08/01/2009 Last modified: 08/11/2016
    The Financial Services Authority (FSA) has today fined Aon Limited (Aon Ltd) £5.25 million for failing to take reasonable care to establish and maintain effective systems and controls to counter the risks of bribery and corruption associated with

  10. FCA appoints David Anthony Scott as Interim General Counsel and Raj Parker as a senior legal adviser

    Press Releases Published: 23/06/2021 Last modified: 23/06/2021
    The FCA has appointed David Anthony Scott as its Interim General Counsel.
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