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GC17/5: Proposed guidance on our approach to the review of Part VII insurance business transfers [pdf]
We are consulting on our approach to reviewing insurance business transfers schemes under Part VII of the Financial Services and Markets Act 2000. -
Notice of Decision 2023: Denis Armitt [pdf]
This Notice of Decision (Denis Armitt) refers to a failure to carry on regulated activities. We imposed a cancellation. -
Market Watch 71
In this edition we share our observations about changes in advisory firms’ insider lists since the publication of Market Watch 60. -
Accredited bodies for advisers
Read how accredited bodies can help advisers to maintain our required professional standards, and also report to us on these standards. -
CP17/3: Proposed Handbook changes to reflect the new regulatory framework for Insurance Linked Securities [pdf]
We are consulting on our proposals for the changes required to the FCA Handbook to incorporate the new regulated activity of insurance risk transformation. -
TR16/6: Principals and their appointed representatives in the general insurance sector [pdf]
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PS17/3: Payment protection insurance complaints [pdf]
This Policy Statement includes final rules and guidance on payment protection insurance (PPI) complaints. It completes the consultation process we began in Consultation Paper 15/39 and continued in Consultation Paper 16/20. -
Stern Options / Stern Markets
We have published this statement to warn consumers against dealing with unauthorised firms. -
FSA - CP10/6 [pdf]
Consultation FSA - CP10/6 - The FSA's Consultation paper CP10/6 is entitled 'The assessment and redress of payment protection insurance complaints; feedback on CP 09/23 and further consultation'. It was published in March 2010 and the period for -
FSA Final Notice 2006: Appleby Insurance Services Limited [pdf]
FSA Final Notice 2006: Appleby Insurance Services Limited