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FCA publishes Insurance Distribution Directive consultation
The Financial Conduct Authority (FCA) has today published the first of its two consultation papers on the implementation of the Insurance Distribution Directive (IDD). -
FSA Final Notice 2009: HSBC Insurance Brokers Limited [pdf]
FSA Final Notice 2009: HSBC Insurance Brokers Limited -
FSA - GC12/11 [pdf]
We have developed this guidance to help firms identify and manage the risks from incentive schemes. The guidance sets out a number of ways, but not the only ways, firms can comply with the relevant requirements set out in the FSA Handbook. -
FSA Final Notice 2007: Insurance & Liability Management Limited [pdf]
FSA Final Notice 2007: Insurance & Liability Management Limited -
Final notice 2016: Shay Jacob Reches [pdf]
This final notice refers to breaches of section 63A and FIT related to appointed representatives, failing to be open and co-operative, client money, lack of fitness/propriety and unfair treatment of customers in the general insurance and protection -
FSA Final Notice 2006: The Phone Sender Insurance Services Limited [pdf]
FSA Final Notice 2006: The Phone Sender Insurance Services Limited -
Data security
You are responsible for securing your customer data and protecting it from fraudsters. Read more about the measures you should consider. -
FSA Final Notice 2009: Abdul Razzaq trading as A Razzaq Insurance Brokers [pdf]
FSA Final Notice 2009: Abdul Razzaq trading as A Razzaq Insurance Brokers -
FSA Supervisory Notice 2006: Virendra Rai Agarwala (trading as Abbex Insurance) [pdf]
FSA Supervisory Notice 2006: Virendra Rai Agarwala (trading as Abbex Insurance) -
FSA Final Notice 2006: Hikmet Adsiz trading as Optimum Insurance Services [pdf]
FSA Final Notice 2006: Hikmet Adsiz trading as Optimum Insurance Services