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FSA Final Notice 2004: FT Investment & Insurance Consultants [pdf]
FSA Final Notice 2004: FT Investment & Insurance Consultants -
Agreement from AXA Insurance UK plc (as underwriter to Lloyds Banking Group) [pdf]
AXA Insurance UK plc (AXA) has agreed to change some terms in the Worldwide Travel Insurance policy offered by Lloyds Banking Group (Lloyds). -
Final Notice 2023: Ray Alan Davis [pdf]
This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the General Insurance and Protection sector. We imposed a prohibition. -
Protocol [pdf]
For the conduct of the inquiry into the disclosure on 27/28 March 2014 of the FCA’s Business Plan 2014/15 -
Report wrongdoing or misconduct in financial services
If you're a firm or professional with information about potential or actual wrongdoing or misconduct in an area of financial services that we regulate, you can use our web form to report it. -
Client assets: RMAR
Read more about completing returns in Gabriel for client assets: RMAR -
Building a digital regulator: how the FCA is riding the innovation wave
Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at the Innovation Finance Global Summit 2022. -
Support during challenging times
As part of Mental Health Week 2023, Laura Dawes talks about her experience of living with anxiety. -
Capital Value Brokers
We have published this statement to warn consumers against dealing with unauthorised firms. -
Appropriate Examinations: Long Term Care Insurance Advice [pdf]
Standards for Appropriate Examinations for those advising on investments which are long term care insurance contracts