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Showing 82 to 91 of 209 search results for change for firms as Brexit transition period ends.

  1. Is your firm prepared for Brexit? [pdf]

    Documents Published: 11/11/2019 Last modified: 09/10/2020
    We expect all firms to have plans in place to ensure they are ready for the end of the transition period. This PDF has been amended to improve accessibility.
  2. Market Watch issue 64: market conduct and Brexit and MiFID II transaction reporting issues [pdf]

    Newsletters Published: 27/08/2020 Last modified: 27/08/2020
    This edition of Market Watch provides important information to help MiFID II firms prepare for the end of the transition period.
  3. Firms and investment funds that were eligible to notify us to use the TPR

    Firms Focus areas Published: 20/08/2020 Last modified: 02/01/2024
    We explain which types of firms and investment funds were eligible to notify us of their intention to use the temporary permissions regime and temporary marketing permissions regime.
  4. Endorsement of credit ratings for regulatory use from the EU into the UK

    Statements Published: 15/03/2019 Last modified: 30/10/2020
    UK-registered credit rating agencies (CRAs) will be able to endorse credit ratings into the UK from affiliated EU CRAs for regulatory use.
  5. How the temporary permissions regime (TPR) and financial services contracts regime (FSCR) will enable EEA-based firms to continue operating in the UK after Brexit [pdf]

    Documents Published: 13/03/2019 Last modified: 18/11/2020
    How the TPR and FSCR will enable EEA-based firms to continue operating in the UK after the end of the transition period.
  6. EU withdrawal: transition and financial regulation

    Speeches Published: 28/03/2018 Last modified: 28/03/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, at the All Party Parliamentary Group on Wholesale Financial Services Annual Dinner.
  7. FCA Connect

    Registers and systems Published: 03/05/2016 Last modified: 09/02/2023
    FCA Connect is our user management system for you to submit applications and notifications. Use it to notify us about approved persons or suspicious transactions or apply for MiFID II.
  8. Regimes for EEA firms and investment funds that passported into the UK

    Firms Focus areas Published: 31/12/2020 Last modified: 13/03/2024
    EEA-based firms and investment funds can no longer passport into the UK. Find out about the regimes that help those firms operate or wind down their business.
  9. FCA confirms MoUs with ESMA and EU securities regulators

    Statements Published: 17/07/2020 Last modified: 17/07/2020
    The MoUs agreed by the FCA with ESMA and EU regulators will remain relevant and will come into effect at the end of the transition period.
  10. UK SFTR library

    Markets Published: 11/03/2020 Last modified: 26/05/2022
    To help firms understand their requirements, browse links to useful information on the UK Securities Financing Transactions Regulation (UK SFTR)