Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 4412 to 4421 of 4636 search results for check our Financial Services Register to make sure a firm.

  1. FCA Connect

    Registers and systems Published: 03/05/2016 Last modified: 09/02/2023
    FCA Connect is our user management system for you to submit applications and notifications. Use it to notify us about approved persons or suspicious transactions or apply for MiFID II.
  2. Authorisation

    Firm authorisation Firms Last modified: 19/12/2023
    Authorisation landing page
  3. Training and competence

    Tasks for regulated firms Published: 12/05/2015 Last modified: 10/02/2023
    Our training and competence regime makes sure the financial services workforce is appropriately qualified and well regulated.
  4. Protecting consumers

    What we do Published: 18/04/2016 Last modified: 19/07/2022
    Find out how the FCA protects consumers from harm caused by bad conduct in the financial services industry.
  5. About the FCA

    About us What we do Published: 19/04/2016 Last modified: 26/04/2024
    The FCA regulates the conduct of nearly 45,000 businesses in the UK to ensure that financial markets work well. Find out more about our role.
  6. Report a scam

    Consumers Report a firm Published: 05/03/2020 Last modified: 10/04/2024
    If you think you’ve been contacted by a fraudster or unauthorised firm, find out which scams the FCA can look into and how to make a report.
  7. Sensitive business names

    Tasks for firms Published: 13/09/2015 Last modified: 08/05/2024
    See a list of sensitive words relating to financial services and learn how to request our view if you propose to use of any of these terms in your business name.
  8. Investing in crypto

    Last modified: 10/05/2024
    A common phrase in the crypto community is ‘do your own research’ as it’s important to understand what you are buying. Investments in crypto can be complex, making it difficult to understand the risks associated with the investment.
  9. Approved Persons Regime

    Tasks for firms Published: 12/05/2015 Last modified: 27/04/2023
    Approved persons carry out certain activities on a firm's behalf and must be regulated by us. Learn about our requirements, conduct rules and 'fit and proper' test.
  10. Looking ahead to 2014

    Speeches Published: 09/12/2013 Last modified: 09/12/2013
    Speech by Martin Wheatley, Chief Executive of the FCA, at the ICI Global Trading and Market Structure Conference. This is the text of the speech as drafted, which may differ from the delivered version.