Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 4492 to 4501 of 4636 search results for check our Financial Services Register to make sure a firm.

  1. Recruit, change or terminate an appointed representative

    Tasks for firms Published: 12/05/2015 Last modified: 20/11/2023
    If you're a principal firm, find out how to recruit, change or terminate appointed representatives (AR) and complete related Approved Persons applications.
  2. BlueCrest Wealth (cloned firm)

    Warnings Published: 17/07/2012 Last modified: 25/08/2016
    We believe fraudsters are using the details of an authorised firm to try to convince people that they are genuine. See how to protect yourself from scammers of this ‘cloned firm’.
  3. A strategy for positive sustainable change

    Speeches Published: 03/11/2021 Last modified: 03/11/2021
    Speech by our CEO, Nikhil Rathi, delivered at COP26
  4. Service standards 2020/21

    Data Published: 15/07/2021 Last modified: 15/07/2021
    The FCA measures its performance using service standards. These are the levels of performance that it aims to meet when carrying out its regulatory functions. This service standards analysis is for 2020/21.
  5. Safe custody services and money laundering

    Tasks for regulated firms Published: 22/02/2016 Last modified: 21/02/2023
    Find out more about what businesses that rent safety deposit boxes need to do.
  6. Defined benefit pension transfers redress calculations

    Consumers Published: 14/09/2022 Last modified: 28/02/2023
    Information on how firms work out how much redress (compensation) you may be due if you received unsuitable defined benefit (DB) pension transfer advice.
  7. The FCA and the Future of Retail Banking

    Speeches Published: 26/11/2013 Last modified: 04/11/2019
    Speech by Clive Adamson, FCA Director of Supervision, at the Marketforce and the IEA’s 16th Annual Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.
  8. Report a concern: mutual societies

    Mutual societies Published: 24/02/2023 Last modified: 24/02/2023
    How and to whom you can report a concern about a mutual society.
  9. Outlining the FCA’s approach to authorisation

    Speeches Published: 15/03/2018 Last modified: 15/03/2018
    Speech by Sarah Rapson, Director, Authorisations at the Association of Professional Compliance Consultants (APCC) Annual Conference.
  10. British Steel Pension Scheme redress calculations

    Consumers Published: 28/02/2023 Last modified: 02/02/2024
    Find out how the redress calculations will be made, and what to do if you think any of the information used is wrong.