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Showing 4602 to 4611 of 4638 search results for check our Financial Services Register to make sure a firm.

  1. Financial Conduct Authority confirms approach to improving responsibility and accountability in the banking sector

    Press Releases Published: 16/03/2015 Last modified: 16/03/2015
    1. In finalising the rules we will seek to make sure that we achieve our aim of applying the Conduct Rules to all employees except for staff carrying out purely ancillary ... staff carrying out a role which would be fundamentally the same in a
  2. Consumer Investments Strategy - 2 Year Update

    Corporate documents Published: 08/12/2023 Last modified: 13/05/2024
    The FCA provides a 2 year update on its progress against the workstreams and outcomes it committed to in its Consumer Investments Strategy in September 2021.
  3. FCA regulation boosts consumer protection in the funeral plans market

    Press Releases Published: 29/07/2022 Last modified: 29/07/2022
    The FCA is authorising 26 providers. These firms hold approximately 1.6 million plans, which make up 87% of the market.
  4. PS13/3 Restrictions on the retail distribution of unregulated collective investment schemes and close substitutes

    Policy statements Published: 04/06/2013 Last modified: 30/08/2015
    We are setting out our rules on unregulated collective investment schemes and close substitutes in relation to ordinary retail investors in the UK.
  5. Proceeds of fraud - Detecting and preventing money mules

    Multi-firm reviews Published: 19/10/2023 Last modified: 13/11/2023
    We share the key findings from our review of payment account providers’ systems and controls against money mule activity.
  6. Coronavirus linked forbearance: key findings

    Multi-firm reviews Published: 25/03/2021 Last modified: 15/04/2021
    We set out our findings from our review, where we considered mortgage and consumer credit firms' implementation of Tailored Support Guidance since November 2020 and the operational readiness of firms to support customers in financial difficulty.
  7. FCA confirms temporary financial relief for customers impacted by coronavirus

    Press Releases Published: 09/04/2020 Last modified: 09/04/2020
    FCA confirms package of targeted temporary measures to help people with some of the most commonly used consumer credit products
  8. FCA warns consumers of the risks of investments advertising high returns based on cryptoassets

    News stories Published: 11/01/2021 Last modified: 11/01/2021
    The FCA is aware that some firms are offering investments in cryptoassets, or lending or investments linked to cryptoassets, that promise high returns. Investing in cryptoassets, or investments and lending linked to them, generally involves taking
  9. British Steel Pension Scheme transfers: action from the FCA, FOS and FSCS

    Firms Pensions Corporate documents Published: 24/07/2024 Last modified: 24/07/2024
    The FCA, Financial Ombudsman Service (FOS) and FSCS report on joint action to help former British Steel Pension Scheme members get the retirement they worked for.
  10. Self-certified mortgages from firms not based in the UK – warning to consumers

    News stories Published: 27/01/2016 Last modified: 27/01/2016
    UK’s Financial Ombudsman Service and to be treated fairly when facing payment difficulties. ... Make sure your adviser is qualified and FCA regulated (check the Financial Services Register).