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Information relating to claims management company (CMC) authorisation - October 2021
The FCA responds to questions on the FCA’s register and claims management company (CMC) authorisation. -
Bellwethers of the economy: the need to engage with corporate treasurers to shape our markets
Speech by Nikhil Rathi, FCA chief executive, delivered at the Association of Corporate Treasurers Annual Conference 2024. -
CP19/20: Our framework: assessing adequate financial resources
The FCA are consulting on the purpose of adequate financial resources, what we look for from firms, and our expectations as to the practices firms should adopt within their assessments of adequate financial resources. -
Invesco Perpetual fined £18.6 million for failings in fund management
Invesco breached principle seven (firms should communicate in a way that is clear, fair and not misleading) and principle three (firms should have appropriate systems and controls in place). -
FCA finds weak price competition in some areas of the asset management sector
The Financial Conduct Authority (FCA) has today published the interim findings of its asset management market study, which suggests that there is weak price competition in a number of areas of the asset management industry. -
FS13/2: Platforms - feedback to Chapter 4 of QCP 13/3
We are confirming the definition of ‘platform service’ following our consultation. -
FCA places restrictions on twice as many consumer investment firms this year
The FCA has placed restrictions on twice as many firms in the investment market compared to last year, as part of its strategy designed to prevent harm in the consumer investment market. -
FCA tells banks to improve treatment of struggling small business borrowers
Follow a review of collection practices, the FCA tells banks they must treat small business customers fairly when collecting and recovering debts. -
Making competition king – the rise of behavioural economics at the FCA
Speech by Martin Wheatley, Chief Executive, the FCA, at the Australian Securities and Investments Commission (ASIC). This is the text of the speech as drafted, which may differ from the delivered version. -
PS24/2: Strengthening protections for borrowers in financial difficulty: Consumer credit and mortgages
The FCA confirms its final rules to strengthen protections for borrowers in financial difficulty.