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Approved Persons Regime (APR) and coronavirus: our expectations - December 2020 update
In June 2020, we set out our expectations to help firms using Appointed Representative (AR) arrangements apply the Approved Persons Regime (APR) during coronavirus (Covid-19). We offered some additional flexibility in the application of rules to -
FCA wins case against Capital Alternatives Limited and others
The High Court found that Capital Alternatives Limited, Renwick Haddow, Marcia Hargous, Robert McKendrick and others should pay a total of £16.9m in restitution for their roles in four unauthorised collective investment schemes which were -
FCA introduces final rules on the Directory of financial services workers
The Financial Conduct Authority (FCA) has today announced the final rules on the Directory - a new public register that enables consumers, firms and other stakeholders to find information on key individuals working in financial services. -
Safeguarding arrangements of non-bank payment service providers
In the first 6 months of 2019 we carried out a multi-firm review with 11 non-bank payment service providers (PSPs) to assess how well they meet the requirements for safeguarding service users’ funds in the Payment Services Regulations 2017 (PSRs) -
FG24/3: Finalised non-handbook guidance on the anti-greenwashing rule
We set out the guidance on the anti-greenwashing rule. -
FCA warns businesses to stop misleading credit adverts to protect consumers
The FCA is warning lenders and brokers to stop using misleading terms in their advertising or face regulatory action. -
Claims management companies must raise advertising standards, says FCA
Claims management companies (CMCs) must do more to ensure their promotions do not mislead potential customers according to the Financial Conduct Authority (FCA). Since the FCA took over regulation of CMCs on 1 April 2019 it has reviewed over 200 CMC -
FCA Mortgage Conference 2015 — panel summaries
In the past the primary purpose of a mortgage was to buy a property, and the vast majority of consumers expected to clear their mortgage well before retirement. -
FCA fines Chase de Vere for failures surrounding sale of Keydata Products
As a consequence of this, Chase de Vere failed to disclose to its customers certain distinctive features and risks of the Keydata products in a way which was clear, fair and -
FCA bans and fines trader £662,700 for manipulating gilt price during QE
He has paid a heavy price for his actions. "Fair dealing is at the heart of market integrity.This case sends a clear message about how seriously the FCA views attempts ... Stevenson's conduct was a clear case of market manipulation - designed to secure