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  1. 10% depreciation notifications: further extension of temporary measures for firms

    Statements Published: 21/12/2021 Last modified: 21/01/2022
    Since March 2020 we have adopted temporary measures on the requirement for firms to issue 10% depreciation notifications to investors (COBS 16A.4.3 UK).

  2. November 2014: Internal Audit report: The identification, handling and management of market sensitive information [pdf]

    Corporate documents Published: 08/02/2016 Last modified: 08/02/2016
    This document was submitted to the Treasury Committee on 01 December 2015 and published by them today. This document is a redacted version of an Internal Audit Report submitted to the Audit Committee of the FCA Board. At the request of the Treasury

  3. FCA confirms recognition of the revised FX Global Code and the Global Precious Metals Code

    Statements Published: 19/11/2021 Last modified: 19/11/2021
    Both these voluntary market codes have been written and are owned by the industry and reflect their views of best practice

  4. FCA Statement on fair treatment of long-standing customers in the life insurance sector

    Statements Published: 03/03/2016 Last modified: 03/03/2016
    Do the firm’s closed-book customers receive clear and timely communications about policy features at regular intervals and key points in the product lifecycle that enable them to make informed ... This is because from 2004 to 2007 the Financial

  5. Insurance firms still failing to meet FCA general insurance renewal rules

    Press Releases Published: 03/04/2018 Last modified: 03/04/2018
    The Financial Conduct Authority (FCA) has warned it will take action against general insurance firms who are failing to properly implement rules introduced to increase transparency and encourage shopping around at renewal time.

  6. FCA research shows many consumers paying too much for overdrafts

    Press Releases Published: 10/04/2014 Last modified: 13/09/2016
    The presentation of this as ‘available funds’ reinforces this. repayments are often driven by income coming in rather than as scheduled payments to clear an outstanding balance.

  7. FCA publishes finalised guidance for the fair-treatment of closed-book customers

    Press Releases Published: 09/12/2016 Last modified: 09/12/2016
    The Financial Conduct Authority (FCA) has today published its finalised guidance providing firms with detailed information on the actions they should be taking in order to treat their closed-book customers fairly. The FCA wants to ensure that

  8. FCA finalises its expectation for firms on maintaining access to cash for customers

    Press Releases Published: 14/09/2020 Last modified: 18/09/2020
    The FCA has set out its expectations for the steps firms should take when considering closing branches or ATMs, or converting a free to use ATMs to pay to use.

  9. FSA publishes its Internal Audit Report on: review of the extent of awareness within the FSA of inappropriate LIBOR submissions

    Press Releases Published: 05/03/2013 Last modified: 29/03/2013
    The Financial Services Authority (FSA) has published its Internal Audit Report (the Report) on the London Interbank Offered Rate (LIBOR).

  10. Action needed to ensure good outcomes for later life mortgage borrowers

    Multi-firm reviews Published: 14/09/2023 Last modified: 14/09/2023
    Key findings of multi-firm work on later life mortgage advertising and advice.