Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 1091 to 1100 of 1328 search results for clear identification.

  1. FCA sets out proposals to strengthen its financial promotion rules for high-risk investments

    Press Releases Published: 29/04/2021 Last modified: 29/04/2021
    Read our proposals to help retail investors make more effective decisions on high-risk investments

  2. Alex Hope Sentenced to 16 months’ imprisonment for Perverting the Course of Justice

    Press Releases Published: 23/03/2018 Last modified: 23/03/2018
    Today at Southwark Crown Court Alex Hope was sentenced to 16 months’ imprisonment for perverting the course of justice. The charge related to his conduct following the imposition of a restraint order in 2012 and a confiscation order in 2016

  3. Financial Conduct Authority fines Credit Suisse and Yorkshire Building Society for financial promotions failures

    Press Releases Published: 16/06/2014 Last modified: 09/12/2016
    were clear, fair and not misleading. CSI was fined £2,398,100 and YBS’s fine was £1,429,000. ... These promotions were a serious breach of the requirement to be clear, fair and not misleading.

  4. Consumer Duty: Findings from our review of fair value frameworks

    Good and poor practice Published: 10/05/2023 Last modified: 17/11/2023
    Read the findings of our review into firms’ approaches to fair value assessments under the Consumer Duty.

  5. Further statement from the RFRWG on the impact of Coronavirus on the timeline for firms’ LIBOR transition plans

    Statements Published: 29/04/2020 Last modified: 13/05/2020
    Further to the joint statement made on 25 March it remains the central assumption that firms cannot rely on LIBOR being published after the end of 2021. The FCA and the Bank of England have worked with members of the Working Group on Sterling

  6. Retail and Wholesale Banking: review of firms’ whistleblowing arrangements

    Multi-firm reviews Published: 14/11/2018 Last modified: 14/11/2018
    We have reviewed how firms have implemented our whistleblowing rules. We have published the findings, including the areas of good practice we observed and areas for improvement, together with our expectations on firms’ whistleblowing arrangements.

  7. FCA acts to help investors make more informed ESG investment decisions

    Press Releases Published: 03/11/2021 Last modified: 03/11/2021
    The FCA is committed to helping investors put Environmental, Social and Governance (ESG) matters at the heart of their investment decisions.

  8. Fraudster Benjamin Wilson sentenced to seven years imprisonment following successful FCA prosecution

    Press Releases Published: 14/02/2014 Last modified: 22/11/2021
    Benjamin Wilson of Bournemouth, Dorset sentenced to seven years at Southwark Crown Court for defrauding investors of over £21m, following previous guilty pleas for fraud, forgery and operating a collective investment scheme without authorisation

  9. TR15/2: Structured Products: Thematic Review of Product Development and Governance

    Thematic reviews Published: 05/03/2015 Last modified: 12/01/2023
    Our recent work in the structured products market has focused on better understanding consumer behaviour and the way that firms approach product development and governance.

  10. Guiding principles on design, delivery and disclosure of ESG and sustainable investment funds

    News stories Published: 19/07/2021 Last modified: 19/07/2021
    We publish a letter to chairs of authorised fund managers setting out expectations on the design, delivery and disclosure of ESG and sustainable investment funds