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  1. Insurance brokers: serving consumers and businesses in times of uncertainty and change

    Speeches Published: 13/05/2022 Last modified: 13/05/2022
    Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the British Insurance Brokers' Association (BIBA) Conference.

  2. FCA fines Merrill Lynch International £13.2 million for transaction reporting failures

    Press Releases Published: 22/04/2015 Last modified: 22/04/2015
    area. The size of the fine sends a clear message that we expect to be heard and understood across the industry.

  3. FG14/6 - Annuity comparison websites: Financial promotions review and guidance for firms

    Finalised guidance Published: 20/06/2014 Last modified: 20/10/2014
    Respondents were mainly supportive of the guidance and welcomed us making clearer our expectations of what constitutes a fair, clear and not misleading annuity comparison website. ... Commission and charges should be presented in a way that is fair,

  4. FG15/8 - FCA's powers and procedures under the Competition Act 1998

    Finalised guidance Published: 14/07/2015 Last modified: 03/05/2022
    Guidance for firms and their advisers setting out our powers and how we investigate and enforce against potential breaches of UK competition law.

  5. Increasing transparency and engagement at renewal in general insurance markets: PS16/21

    Policy and guidance Published: 10/08/2016 Last modified: 07/03/2017
    In this Policy Statement we report on the main issues arising from Consultation Paper 15/41 - Increasing transparency and engagement at renewal in general insurance markets - and confirm the final rules and non-Handbook guidance.

  6. Free trade in financial services and global regulatory standards: friends not rivals

    Speeches Published: 26/01/2017 Last modified: 02/02/2017
    Speech by Andrew Bailey, Chief Executive of the FCA, at the Economic Council Financial Markets Policy Conference.

  7. FCA stops AJH Financial Services Limited disposing of assets without permission

    News stories Published: 14/02/2022 Last modified: 23/05/2022
    We have stopped AJH Financial Services Limited, a firm that advised on transfers from the British Steel Pension Scheme (BSPS), disposing of assets without FCA permission.

  8. CP13/4: Distribution of retail investments: referrals to discretionary investment managers and adviser complaints reporting

    Consultation papers Published: 04/07/2013 Last modified: 07/02/2022
    We are consulting on some aspects of how to apply rules from our Retail Distribution Review.

  9. The Financial Conduct Authority publishes new referral criteria for enforcement investigations

    Press Releases Published: 10/07/2015 Last modified: 24/04/2019
    The FCA has also made clear that by opening an investigation, it does not mean it has decided that a breach has been committed.

  10. Financial regulator sets out further reforms to improve markets and bolster competitiveness

    Press Releases Published: 05/07/2023 Last modified: 05/07/2023
    FCA sets out further reforms to help strengthen the UK’s leading position as a global and vibrant financial centre.