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Banking leaders share their insights on adopting the Senior Managers and Certification Regime
Watch senior leaders from four financial services firms talk about their experiences of adopting the Senior Managers and Certification Regime. -
Key findings of multi-firm work on Claims Management Companies carrying out unregulated claims
We recently looked at Claims Management Companies (CMCs) carrying out unregulated claims activity to assess if firms were using their FCA authorisation to legitimise services that are not regulated. -
Statement about broker-operated systems trading physically settled gas and power forwards
The brokers are currently reviewing the functionalities offered by their systems to ensure clear distinctions between the MTF and non-MTF services they provide. -
Review of terminal illness benefits within life insurance protection products
FCA review of insurance companies’ approaches to terminal illness benefits to make recommendations for improvement. -
DP20/1: Transforming culture in financial services – driving purposeful cultures
The role of purpose explored in a collection of essays from industry leaders, professional bodies and culture experts to drive healthy, sustainable culture in firms. -
High-cost short-term credit and coronavirus: temporary guidance for firms
This guidance applies to regulated firms that enter into high-cost short-term credit (HCSTC) loans, including payday loans. In addition, this guidance applies to firms that have acquired such loans. It applies to both current loans and loans entered -
PS16/15: Feedback on CP15/33 - Consumer credit: proposals in response to the CMA recommendations on high-cost short-term credit
from other financial promotions; and guidance making clear that all results must comply with the Consumer Credit Sourcebook (CONC)3 requirement to be clear, fair and not. -
What firms and customers can expect from the consumer duty and other regulatory reforms
Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at City and Financial Global. -
FCA fines Stonebridge International Insurance Limited £8.4m in relation to sales of insurance policies
The FCA found that the telesales scripts that Stonebridge designed for its outsourcing companies did not provide clear, fair and balanced information. -
GC14/1 Annuity Comparison Websites – Thematic Review and Guidance for Firms
We carried out a thematic review of 13 annuity comparison websites to assess whether they were fair, clear and not misleading, in accordance with our rules. ... The proposed guidance sets out what we would expect to see on annuity comparison websites to