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PS19/3: General standards and communication rules for the payment services and e-money sectors
This Policy Statement confirms general standards and communication rules for the payment services and e-money sectors following our Consultation Paper CP18/21. -
PS20/10: Prohibiting the sale to retail clients of investment products that reference cryptoassets
This Policy Statement summarises feedback to CP19/22. It sets out our final policy position and Handbook rules that will come into force on 6 January 2021. -
Cheque Centre stops selling single repayment payday loans and agrees to change business model to meet FCA’s tougher consumer protection requirements
We made our tougher expectations clear to Cheque Centre and they have wasted no time in making changes. -
The FCA sets out in detail how it will regulate consumer credit, including payday lending, when it takes over responsibility in April 2014
All advertisements and other promotions must be clear, fair and not misleading. ... Clear risk warnings to be displayed on all adverts and promotions along with more information about debt advice. -
Beesley lecture: Economics, technology and data - Redefining the future of conduct regulation
So, for example, in 1995 the UK’s Personal Investment Authority, as it was then, introduced a Key Features Documents, designed to give consumers clear product information and encourage them to ... But as we saw in July’s interim report, the data we -
FCA bans and fines Floris Jakobus Huisamen over London Capital & Finance plc financial promotions
The FCA has fined a former director of London Capital & Finance plc (LCF) £31,800 and banned him from working in financial services. Floris Jakobus Huisamen was responsible for compliance at LCF but recklessly signed off hundreds of financial -
Capita Financial Managers to pay up to £66 million for the benefit of investors in the Connaught Income Fund, Series 1
The Financial Conduct Authority has today announced that Capita Financial Managers Limited (CFM) has been publicly censured and will pay up to £66 million to those investors who suffered loss as a result of investing in the Guaranteed Low Risk -
FCA one year on – effective regulation goes hand-in-hand with sustainable businesses
Speech by Clive Adamson, FCA Director of Supervision, at the Building Societies Association (BSA). This is the text of the speech as drafted, which may differ from the delivered version. -
Financial adviser banned and fined £300,000 after clients lost out investing in companies he controlled
They are entitled to expect that their adviser will act in their best interests, not his own.Advisers should think very carefully and make clear and full disclosure if they are -
Considerations for Principals who have Appointed Representatives or Introducer Appointed Representatives (ARs)
The FCA issued an alert for all Principals who have Appointed Representatives or Introducer Appointed Representatives regardless of sector.