Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 1281 to 1290 of 1328 search results for clear identification.

  1. PS14/16: Detailed rules for the price cap on high-cost short-term credit - Including feedback on CP14/10 and final rules

    Policy statements Published: 11/11/2014 Last modified: 07/02/2022
    On 2 January 2015, we introduced a price cap on what high-cost short-term credit lenders can charge.

  2. Bank of England and Financial Conduct Authority appoint new Chair of the Sterling Risk Free Reference Rates Working Group

    Press Releases Published: 20/11/2018 Last modified: 20/11/2018
    The Bank of England and Financial Conduct Authority (FCA) have today announced the appointment of Tushar Morzaria as the new Chair of the Sterling Risk Free Reference Rates Working Group (the Working Group). Tushar has been the Chief Financial

  3. Information on criminal investigation to its conclusion under the 2007 Money Laundering Regulation - August 2020

    FOI Release Date of Release: 14/08/2020
    The FCA holds information on criminal investigation to its conclusion under the 2007 Money Laundering Regulation

  4. Royal Bank of Scotland fined £5.6m for failing to properly report over a third of transactions

    Press Releases Published: 24/07/2013 Last modified: 17/09/2013
    The Royal Bank of Scotland (RBS) has been fined £5,620,300 by the Financial Conduct Authority (FCA) for incorrectly reporting transactions they made in wholesale markets, and in some instances, failing to report transactions at all.

  5. National Audit Office report – financial services mis-selling: regulation and redress

    Statements Published: 24/02/2016 Last modified: 24/02/2016
    The National Audit Office (NAO) has today (24 February 2016) published its report on financial services mis-selling: regulation and redress.

  6. FCA statement on selling high-risk speculative investments to retail clients following ESMA’s action on CFD products

    Statements Published: 01/08/2018 Last modified: 01/08/2018
    ESMA’s Q&A makes clear that firms “should pay particular attention to the leverage made available to retail clients and consider whether the product is offered on terms that act

  7. The FCA fines Porta Verde £25,000 for serious failings in its appointed representatives’ sales practices

    Press Releases Published: 13/12/2013 Last modified: 08/11/2016
    Porta Verde failed to take the necessary action to correct the problem, or ensure its ARs communicated with consumers in a way that was clear, fair and not misleading. ... Principle 7 requires firms to communicate with its customers in a way that is clear

  8. FCA fines Swinton Group Limited £7.38 million for mis-selling monthly add-on insurance policies

    Press Releases Published: 16/07/2013 Last modified: 17/09/2013
    The Financial Conduct Authority (FCA) has fined Swinton Group Limited (Swinton), one of the largest insurance retailers on the high street, £7,380,400 for mis-selling. The FCA found that Swinton’s aggressive sales strategy meant that it failed to

  9. FG15/12: Guidance on the FCA’s registration function under the Co-operative and Community Benefit Societies Act 2014

    Finalised guidance Published: 30/11/2015 Last modified: 03/08/2022
    In October 2014 we announced a consultation process on guidance on our registration function under the Co-operative and Community Benefit Societies Act 2014.

  10. The FCA fines and prohibits financial adviser for failing to act with integrity and for failing to be open and honest with the regulator

    Press Releases Published: 01/09/2016 Last modified: 06/03/2017
    The Financial Conduct Authority (FCA) has today banned Elizabeth Anne Parry from performing any function in relation to any regulated financial activity and fined her £109,400 for lying repeatedly to the regulator when asked about her qualification