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  1. Flood and storm insurance claims

    Tasks for regulated firms Published: 14/10/2021 Last modified: 14/10/2021
    We remind firms to make sure they have plans in place to manage the impact of coronavirus on the seasonal increase in floor and storm-related claims.

  2. FCA response to the Davis Review

    Statements Published: 10/12/2014 Last modified: 10/12/2014
    We have introduced substantial improvement in the procedures relating to the identification, control and release of price sensitive information.

  3. Apply for a waiver or modification

    Tasks for firms Published: 06/05/2015 Last modified: 17/08/2023
    Find out how to apply to us for a waiver or modification of Handbook rules.

  4. Regulating the funeral plans sector

    Firms Published: 05/02/2021 Last modified: 04/12/2023
    The FCA regulates pre-paid funeral plans, which means any funeral plan provider or intermediary must be authorised. Find out what this means for your firm.

  5. FSA - FG11/11: Template for self-assessment of compliance with Remuneration Code Tier 3 and 4 [doc]

    Finalised guidance Published: 05/08/2011 Last modified: 20/10/2014
    All firms within the scope of the Remuneration Code (the Code) are expected to ensure that their remuneration policies, practices and procedures are clear and documented . To record those policies, practices and procedures, and assess their

  6. ICE Futures feed reliance

    Last modified: 15/03/2024
    These client-side transactions must be reported with the MIC of the regulated market (IFLL or IFLO as appropriate) in the venue of identification field.

  7. AISP models under PSD2

    Tasks for regulated firms Published: 23/12/2019 Last modified: 10/02/2023
    The FCA provides what an Agency models for authorised payment institutions or small payment institutions under PSD2

  8. FSA - FG11/11: The Remuneration Code - Code staff list for Tier 3 and 4 firms [xls]

    Finalised guidance Published: 18/07/2011 Last modified: 20/10/2014
    This table is intended as a tool for you to keep a record of all Remuneration Code Staff identified for the current performance year, as required by SYSC 19A.3.5.R (1). It is not compulsory and you may choose to record your Remuneration Code Staff

  9. Transparency in insurance renewals

    Tasks for regulated firms Published: 08/03/2017 Last modified: 14/02/2023
    Find out how to make sure you are complying with our rules when renewing policies with your customers.

  10. Mortgages and coronavirus: our guidance for firms

    Mortgage lenders and intermediaries Published: 20/03/2020 Last modified: 01/12/2020
    FCA guidance for mortgage lenders, mortgage administrators, home purchase providers and home purchase administrators as the coronavirus situation develops.