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Financial promotions data 2022
The FCA publishes data on the number of financial promotions that it has taken action on to mitigate non-compliance with the FCA's rules. This data is for January 2022 to 31 December 2022. -
FSA - FG12/11: Advertising ISAs & Adverts for Investment Professionals [pdf]
We expect all firms to promote their products and services in a way that treats their customers fairly. Amongst other things, we look for a clear and adequate description of the product, with a fair balance between its benefits, key risks and -
Updating our website
Over the coming months you will notice some changes to the site as we review and refresh our content and design. -
Examples of unfair terms
Find how your firm can spot an unfair contract term and avoid including it in a consumer contract. -
Is it the right investment for you?
With so many different investments on offer, following these five steps can help you choose investments that suit your needs and aims. -
Commercial agent exclusion (CAE)
Find out about exclusions from the scope of the Payment Services Regulations 2017. -
Building on experience
Speech by Martin Wheatley, Chief Executive, the FCA, at 'The future of financial services', Lansons, London. -
FSA - FG12/11: Financial Promotions, Fund Performance and Image Advertising [pdf]
As a firm, you are required to explain products and services clearly and give consumers fair and clear information, which is not misleading. This guidance runs through what we, the FSA, expect of you when it comes to promoting financial products and -
The risks of token regulation
Speech by Charles Randell, Chair of the FCA and PSR, to the Cambridge International Symposium on Economic Crime -
Principals and appointed representatives
If you’re a principal firm for an appointed representative (AR), find out what your responsibilities are and when to notify the FCA.