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  1. FSA - FG11/16: Template for self-assessment of compliance with Remuneration Code [doc]

    Finalised guidance Published: 05/10/2011 Last modified: 20/10/2014
    All firms within the scope of the Remuneration Code (the Code) are expected to ensure that their remuneration policies, practices and procedures are clear and documented.

  2. Cryptoassets: AML / CTF regime

    Tasks for firms Published: 21/10/2019 Last modified: 15/01/2024
    We are the anti-money laundering and counter-terrorist financing (AML/CTF) supervisor of UK cryptoasset businesses under the money laundering regulations. Learn more about the regime.

  3. Going green: the FCA’s developing approach

    Speeches Published: 18/10/2018 Last modified: 19/10/2018
    Speech by Christopher Woolard, Executive Director of Strategy and Competition, delivered at the FCA’s Innovating for a Greener Great Britain event, London.

  4. Countdown to consumer credit takeover

    Speeches Published: 05/03/2014 Last modified: 07/02/2022
    Speech by Christopher Woolard, Director of Policy, Risk and Research, the FCA, at Frontier Economics, London.

  5. Financial promotions quarterly data 2023 Q2

    Data Published: 04/08/2023 Last modified: 03/11/2023
    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 April 2023 and 30 June 2023.

  6. FCA review shows too many advisory firms are not yet clear enough with their customers on their charges and services

    Press Releases Published: 07/04/2014 Last modified: 07/04/2014
    FCA review shows too many advisory firms are not yet clear enough with their customers on their charges and services. ... 50% of firms failed to give clients clear confirmation on how much advice would cost them as individuals.

  7. Insurance: business practice, suitability and eligibility

    Tasks for regulated firms Published: 09/02/2016 Last modified: 04/12/2016
    The rules in ICOBS 7 were amended so they were closer to the wording in the Distance Marketing of Consumer Financial Services Directive (DMD). The requirements applying to insurers are unchanged.

  8. Open regulators and open markets

    Speeches Published: 21/02/2024 Last modified: 21/02/2024
    Speech by Ashley Alder, Chair, delivered at the UK Mission to the European Union.

  9. Financial Lives 2022 survey

    Financial Lives Published: 26/07/2023 Last modified: 20/03/2024
    Find out more about the Financial Lives 2022 survey including the FCA's published reports and data. 

  10. Alternative Investment Managers Remuneration Code (SYSC 19B)

    Tasks for regulated firms Published: 08/05/2015 Last modified: 10/02/2023
    The FCA provide information on Alternative Investment Fund Managers Remuneration Code (SYSC 19B)