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  1. Approving financial promotions

    Tasks for firms Published: 26/11/2019 Last modified: 28/05/2024
    Firms which approve financial promotions must ensure those promotions follow FCA rules. Find out about approving financial promotions of unauthorised persons.

  2. The role of regulation in encouraging good culture

    Speeches Published: 06/11/2018 Last modified: 06/11/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, delivered at the Investment Association Culture Conference, Mansion House, London.

  3. New basis for making a PPI complaint [pdf]

    Documents Published: 02/03/2017
    You may now be able to complain if you think your provider earned a high level of commission from your PPI and this was not made clear to you when you bought it. It is unlikely you would have been told how much of your PPI payments were to cover

  4. It's time for an Enlightenment on financial inclusion

    Speeches Published: 29/09/2023 Last modified: 29/09/2023
    Speech by Nikhil Rathi, the FCA's Chief Executive, delivered at PwC Glasgow for the Scottish Financial Enterprise: Extending Financial Inclusion event.

  5. Speech: Shadow banking - the potential risks and rewards

    Insight Published: 21/02/2017 Last modified: 02/03/2017
    But the main story arising from the above analysis using the Porter Diamond is clear. ... To be clear, this number is the total liabilities funding relevant activities of the MBF entities in my list above.

  6. Outsourcing in the life insurance sector

    Firms Multi-firm reviews Published: 04/03/2020 Last modified: 12/11/2020
    We set out our findings from our review of outsourcing and third-party service providers. We identified governance over outsourcing as a priority area for supervision in the life insurers’ portfolio strategy

  7. Cash savings market study

    Market studies Published: 20/01/2015 Last modified: 01/12/2016
    In January 2015, we published the final findings of our cash savings market study and our proposed remedies. The findings set out our conclusions on the effectiveness of competition in the cash savings market. Our remedies set out how we intended to

  8. Restrictions placed on Dolfin Financial (UK) Ltd

    News stories Published: 12/03/2021 Last modified: 27/08/2021
    The FCA has imposed a number of restrictions on Dolfin Financial (UK) Ltd, stopping it from carrying on any regulated activities due to concerns about the way it conducts its business.

  9. Six guilty in relation to £2.7m boiler room scam

    Press Releases Published: 11/12/2017 Last modified: 11/12/2017
    In a criminal prosecution brought by the Financial Conduct Authority (FCA), three defendants have today been found guilty for their roles in a series of boiler rooms which led to the loss of more than £2.7m of investors’ funds. 

  10. Outcomes-focussed regulation: a measure of success?

    Speeches Published: 06/05/2021 Last modified: 11/06/2024
    Speech by Charles Randell, Chair of the FCA and PSR, to the Building Societies Association