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  1. Financial regulators publish updated Regulatory Initiatives Grid

    News stories Published: 18/09/2020 Last modified: 18/09/2020
    The Financial Services Regulatory Initiatives Forum has issued the updated Regulatory Initiatives Grid.

  2. Effectiveness and proportionality: our financial crime priorities

    Speeches Published: 10/11/2016 Last modified: 05/12/2016
    Speech by Rob Gruppetta, Head of the Financial Crime Department at the FCA, at our Financial Crime Conference.

  3. Wholesale market policy – a year in review

    Speeches Published: 11/12/2015 Last modified: 11/12/2015
    Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at the ICI Global Trading and Market Structure Conference in London on 8 December 2015. This is the text of the speech as drafted, which may differ from the

  4. Fighting financial crime – the force multiplier effect

    Speeches Published: 07/09/2022 Last modified: 07/09/2022
    Speech by Sarah Pritchard, Executive Director, Markets, FCA at the Financial Crime Summit – 1LOD.

  5. MLA F: Mortgage lending - arrears analysis FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
    MLA F: Mortgage lending - arrears analysis FAQs

  6. FCA statement on the launch of the Cost Transparency Initiative (CTI)

    Statements Published: 07/11/2018 Last modified: 07/11/2018
    The FCA is pleased to note today’s announcement which launches a new body to deliver a template for the disclosure of costs and charges to institutional investors. This will lead to improvements in the ability of institutional investors to access

  7. FCA fines RBS and NatWest for failures in mortgage advice process

    Press Releases Published: 27/08/2014 Last modified: 12/09/2014
    Two reviews of sales from 2012 found that in over half the cases the suitability of the advice was not clear from the file or call recording. ... We made our concerns clear to the firms in November 2011 but it was almost a year later before the firms

  8. Our approach to cyber security in financial services firms

    Speeches Published: 21/09/2016 Last modified: 14/11/2016
    Speech by Nausicaa Delfas, Director of Specialist Supervision at the FCA, delivered at the FT Cyber Security Summit.

  9. PS23/6: Financial promotion rules for cryptoassets

    Policy statements Published: 07/06/2023 Last modified: 15/11/2023
    We summarise the feedback we received to CP22/2 on cryptoassets and set out our final policy position and near final Handbook rules.

  10. FCA finds firms fail to deliver best execution

    Press Releases Published: 31/07/2014 Last modified: 31/07/2014
    Four firms attempted to evade FCA rules by changing the description of services they offered to clients so they could continue to receive payment for order flow, despite clear guidance on ... This practice creates a clear conflict of interest between the