Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 781 to 790 of 1328 search results for clear identification.

  1. Brexit: what does it mean for financial markets to be open?

    Speeches Published: 24/04/2018 Last modified: 24/04/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, at City Week ‘The International Financial Services Forum’.

  2. Review of host Authorised Fund Management firms

    Multi-firm reviews Published: 30/06/2021 Last modified: 05/08/2021
    We wanted to test the viability of the host AFM business models and assess whether conflicts of interests were being effectively managed.

  3. Review of firms’ handling of complaints about packaged bank accounts

    Multi-firm reviews Published: 07/07/2017 Last modified: 07/07/2017
    Findings from our review of how firms handle complaints about packaged bank accounts.

  4. FCA opens debate on intergenerational finance: how industry and regulators should respond to demographic change

    Press Releases Published: 02/05/2019 Last modified: 02/05/2019
    The Financial Conduct Authority (FCA) has today published a discussion paper on Intergenerational Differences, exploring the changing financial needs of consumers from different age groups.

  5. Information on transaction reporting under MiFIR - May 2022

    FOI Release Date of Release: 11/05/2022
    The FCA answers questions regarding transaction reporting under MiFIR.

  6. The FCA strengthens the listing rules to enhance protection for shareholders

    Press Releases Published: 05/11/2013 Last modified: 27/11/2013
    The rules ensure that investors are able to participate directly in the governance of the companies that they own, and receive timely and clear information that enables them to make active

  7. FCA publishes response to British Steel Pension Scheme complaints

    Pensions Complaints News stories Published: 22/04/2024 Last modified: 22/04/2024
    The FCA has been investigating a number of complaints about our actions in relation to the British Steel Pension Scheme (BSPS).

  8. FCA to consult on new measures for cash savings account holders

    Press Releases Published: 23/07/2015 Last modified: 23/07/2015
    Consumers should expect the information they need to shop around to be clear and easy to understand. ... Making it clear which firms pay the lowest rates. The FCA will publish information in order to highlight firms who pay poor interest rates to

  9. FCA secures £350,000 confiscation order against convicted insider dealer

    Press Releases Published: 24/07/2017 Last modified: 24/07/2017
    Today, Her Honour Judge Korner CMG QC sitting at Southwark Crown Court made a confiscation order in the sum of £350,000 against Damian Clarke, a convicted insider dealer. The order must be paid within 3 months or Mr Clarke will face a further 3

  10. Mohammed Zina found guilty of insider dealing and fraud

    Press Releases Published: 15/02/2024 Last modified: 15/02/2024
    Mohammed Zina was found guilty of six offences of insider dealing and three offences of fraud following a 12-week trial at Southwark Crown Court brought by the FCA.