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Rolling the rock: The cycle of deregulation, crisis and regulation
Speech by Charles Randell, Chair, Financial Conduct Authority, delivered at the Association for Financial Markets in Europe (AFME) Annual Conference on 2 October 2018. -
FCA confirms approach for financial promotions in social media
Financial promotions, whether on social media or traditional media, must give customers the right information and meet our requirements to be fair, clear and not misleading. ... Promotions that fail to be 'fair, clear and not misleading' can pose a risk -
Early indications that reforms of financial advice are working
Financial advisers are offering investors an increasingly professional service tailored to their individual needs, an FCA review has found. -
Tribunal upholds FCA fine on firm for misselling complex investments
It found that, for all but one of the customer witnesses, Westwood had not provided information in a clear and fair way. ... although it was not misleading, it was not clear and fair… In our view, the Integrity GTEP plan was clearly unsuitable for Mr -
Relending by high-cost lenders
This report sets out our review findings of relending by firms in the high-cost lenders portfolio. -
FCA sets out its approach to authorisation and its approach to competition
The Financial Conduct Authority (FCA) has today published its approach to authorisation and its approach to competition. -
Open-ended funds investing in less liquid assets
Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy, to Investment Association members. -
FCA appoints members for new Secondary Markets Advisory Committee
We have appointed the members of our new advisory committee on secondary markets for a period of two years until 1 June 2024. -
The retrospective application of rules: feedback on the call for examples
We asked firms to provide examples of the retrospective application of regulatory rules -
Research Note: Discounts, Cashbacks, and Soft Toys: The Impact of Promotions on Consumer Decisions in the General Insurance Markets
We conducted an online experiment simulating the experience of purchasing insurance, to understand how promotions could impact price comprehension and decision making in the general insurance market.