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  1. Blue Gate Capital Limited ordered to pay Connaught investors £203,007

    Press Releases Published: 18/12/2020 Last modified: 18/12/2020
    The FCA has publicly censured Blue Gate Capital Limited (Blue Gate) and ordered it to pay £203,007 in restitution to investors who lost money investing in the Connaught Income Fund, Series 1 (the Fund). 

  2. Compliance, Culture and Evolving Regulatory Expectations

    Speeches Published: 26/04/2021 Last modified: 26/04/2021
    Speech by Mark Steward, Executive Director of Enforcement and Market Oversight.

  3. Authorised fund supervision reviews and reporting agreement

    News stories Published: 20/02/2015 Last modified: 06/08/2015
    Find out about some of our supervision work and a reporting agreement with depositaries and trustees.

  4. Credit broking, debt management and price comparison websites

    Focus areas Published: 22/07/2019 Last modified: 10/02/2023
    Poor standards in credit broking and debt management can lead to significant harm for vulnerable consumers, and the FCA started to intervene in these markets in 2014. Find out more.

  5. FCA expectations for wet-ink signatures in light of coronavirus (Covid-19) restrictions

    Statements Published: 20/04/2020 Last modified: 20/04/2020
    We set out our expectations of firms when dealing with the need for 'wet-ink' signatures (i.e. signing a document by hand using a pen).

  6. Land bank firm shut down by the FCA has appeal rejected by Court

    Press Releases Published: 14/04/2014 Last modified: 29/11/2021
    The Court of Appeal has dismissed, on all counts, an appeal by David Banner-Eve and Asset Land L.I.

  7. A more effective approach to combatting financial crime

    Speeches Published: 21/09/2016 Last modified: 29/09/2016
    Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at the BBA Financial Crime and Sanctions Conference.

  8. Our workforce representation

    About us How we operate Published: 20/07/2023 Last modified: 20/07/2023
    FCA employees can share their diversity data, to help us better understand the demographic make-up of our workforce and build a culture that supports everyone.

  9. Financial Conduct Authority publishes Decision Notice concerning Linear Investments Limited

    Press Releases Published: 27/09/2018 Last modified: 27/09/2018
    The Financial Conduct Authority (FCA) has today published a Decision Notice concerning Linear Investments Limited. Linear failed to take reasonable care to organise and control its affairs responsibly and effectively to ensure potential instances of

  10. Can robo-advice improve borrower repayment decisions?

    Research articles Published: 30/08/2022 Last modified: 30/08/2022
    Analysis showing that a simple automated ‘robo-advice’ tool significantly improved borrower repayment decisions in a randomised controlled trial.