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  1. Pensions and long-term retirement saving: a macroeconomic perspective

    Speeches Published: 16/09/2016 Last modified: 16/09/2016
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at the 24th Pensions and Savings Symposium.

  2. Adviser banned and fined for fabricating RDR qualification certificates

    Press Releases Published: 30/01/2014 Last modified: 30/01/2014
    The rules ensure that investors are able to participate directly in the governance of the companies that they own, and receive timely and clear information that enables them to make active

  3. Building a financial regulatory system suitable for the UK in the new era

    Speeches Published: 01/07/2020 Last modified: 01/07/2020
    Speech delivered by Nausicaa Delfas, Executive Director of International, at the City & Financial Professional Virtual Roundtables.

  4. Beyond regulation: thinking creatively about consumer credit

    Speeches Published: 20/03/2018 Last modified: 20/03/2018
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Responsible Finance Conference, Glasgow.

  5. The application of the derivatives trading obligation to certain credit default swaps

    Statements Published: 30/03/2023 Last modified: 30/03/2023
    On 26 September 2022, ICE Clear Europe announced the cessation of clearing for all classes of credit default swap (CDS) contracts from 27 October 2023.

  6. UBS fined £9.45m for failings in its sale of an AIG fund

    Press Releases Published: 12/02/2013 Last modified: 29/03/2013
    The Financial Services Authority (FSA) has fined UBS AG (UBS) for failures in the sale of the AIG Enhanced Variable Rate Fund (the Fund). These failures led to UBS customers being exposed to an unacceptable risk of an unsuitable sale of the Fund.

  7. Cryptoasset Taskforce publishes report on UK approach to cryptoassets

    News stories Published: 29/10/2018 Last modified: 07/12/2018
    The Financial Conduct Authority (FCA) has today, as part of a Treasury (HMT) led Cryptoasset Taskforce published a report on the UK’s policy and regulatory approach to cryptoassets.

  8. Findings from our investment platforms costs and charges review – good and poor practice

    Firms Published: 04/05/2022 Last modified: 04/05/2022
    In our Investment Platforms Market Study we said we would keep the role of platforms in helping consumers understand their investment costs under review.

  9. Financial watchdog stops thousands of misleading ads and promotions

    Press Releases Published: 14/02/2024 Last modified: 14/02/2024
    The FCA data for 2023 shows it published 2,285 alerts to help prevent consumers from losing their money to scams, up from 1,800 in 2022.

  10. FCA sets out ideas to improve information provided to retail investors

    Press Releases Published: 13/12/2022 Last modified: 15/12/2022
    The FCA is seeking views on how to ensure investors get clear, helpful information.