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DP21/4: Sustainability Disclosure Requirements and investment labels
We are seeking initial views on new sustainability disclosure requirements for asset managers and FCA-regulated asset owners, as well as a new classification and labelling system for sustainable investment products -
TR14/11 - Price comparison websites in the general insurance sector
By failing to provide clear information, the websites are increasing the risk that consumers may buy products without understanding key features such as level of cover or excess levels and purely ... did not make clear their role in the distribution of -
Improving the Appointed Representatives regime through greater use of data
This publication includes data from the FCA's 2021 and 2022 data requests sent to principal firms and authorisation information collected from firms. It also outlines how the FCA is improving the Appointed Representatives’ Regime (AR) regime and -
CFD firms fail to meet our expectations on appropriateness assessments
Findings from our review of appropriateness assessments for sales of contracts for difference (CFD) products, through a sample of 23 firms. -
Financial regulators publish fourth edition of plan for upcoming work
The Financial Services Regulatory Initiatives Forum has issued the fourth edition of the Regulatory Initiatives Grid which lists upcoming work. -
FCA orders WealthTek Limited Liability Partnership to cease operations as High Court appoints Joint Special Administrators and arrest made
BDO LLP to take interim control of WealthTek Limited Liability Partnership. -
FCA sets out its approach to financial promotions in social media
Our overall approach is that financial promotions, whether on social media or traditional media, should be fair, clear and not misleading. ... The rules include sector-specific requirements but in each case there is an overarching principle that any -
Product value and coronavirus: guidance for insurance firms
This guidance sets out our expectations for insurers and insurance intermediaries to consider the value of their products in light of the exceptional circumstances arising from coronavirus (Covid-19). -
Andrew Bailey introductory speech on multilateralism and global coordination: A case for balancing autonomy and co-operation in the interests of financial markets
Speech by Andrew Bailey, Chief Executive of the FCA, at the Eurofi Financial Forum, on multilaterialism and global coordination. -
FCA acts to address unclear and excessive motor finance costs
The Financial Conduct Authority (FCA) is considering changes to the way in which commission works in the motor finance sector after uncovering serious concerns about the way in which lenders are choosing to reward car retailers and other credit