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Showing 3651 to 3660 of 18631 search results for complaints data.

3651. UK SFTR library

      Markets Published: 11/03/2020 Last modified: 26/05/2022
      To help firms understand their requirements, browse links to useful information on the UK Securities Financing Transactions Regulation (UK SFTR)

3652. COREP and FINREP reporting

      Registers and systems Published: 10/05/2016 Last modified: 15/09/2022
      The requirements for reporting COREP and FINREP to supervisors, including validation and filing rules.

3653. Trading Trinity

      Warnings Published: 23/10/2017 Last modified: 23/10/2017
      We have published this statement to warn consumers against dealing with unauthorised firms.

3654. GSH Solutions

      Warnings Published: 28/04/2016 Last modified: 28/04/2016
      We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

3655. AGFXMarkets LTD

      Warnings Published: 29/03/2022 Last modified: 29/03/2022
      AGFXMarkets LTD is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

3656. Bridgecapitalslp.com

      Warnings Published: 12/10/2023 Last modified: 12/10/2023
      Bridgecapitalslp.com is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

3657. TR14/18 Complaint handling [pdf]

      Thematic reviews Published: 17/11/2014 Last modified: 17/11/2014

3658. CP14/30 Improving complaints handling [pdf]

      Consultation papers Published: 12/12/2014 Last modified: 12/12/2014

3659. Digital regulatory reporting

      Tasks for regulated firms Focus areas Published: 01/11/2017 Last modified: 10/02/2023
      Digital Regulatory Reporting (DRR) is a joint initiative to make regulatory reporting more efficient and effective.

3660. capitalbrightltd.com

      Warnings Published: 22/03/2023 Last modified: 22/03/2023
      capitalbrightltd.com is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.