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Showing 441 to 450 of 18549 search results for complaints data.

441. Statement on funeral plan provider applications

     Statements Published: 15/02/2022 Last modified: 15/02/2022
     From 29 July 2022, the Financial Conduct Authority (FCA) will regulate funeral plan providers, following a change in the law.

442. Client money and assets reporting

     Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
     Client Assets sourcebook (CASS) medium and large firms have to complete a Client Money and Assets Return (CMAR) each month. Read more on how to submit a CMAR.

443. Prudential valuation reporting

     Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
     UK banks, designated investment firms or full-scope IFPRU investment firms must send us or the PRA a Prudent Valuation Return every three months.

444. FCA fines Policy Administration Services Ltd £2.8 million for poor complaints handling of mobile phone insurance policies sold by Phones 4u Ltd

     Press Releases Published: 03/07/2013 Last modified: 17/09/2013
     The Financial Conduct Authority (FCA) has fined Policy Administration Services Limited (PAS) £2,834,700 for poor complaints handling between June 2009 and September 2011, including failing to identify the root causes of recurring issues and put

445. Personal data and FCA news, events and groups

     Last modified: 09/05/2024
     Find out how and why the FCA uses personal data to communicate FCA news and events, including its newsletters.

446. CFO Lending Limited enters administration

     News stories Published: 19/09/2016 Last modified: 18/05/2021
     CFO Lending Limited (CFO) formally entered into administration on 6 April 2017.

447. Information for ARM investors

     News stories Published: 04/10/2013 Last modified: 04/10/2013
     There have been a number of developments recently that affect investors in bonds issued by ARM Asset Backed Securities SA (ARM), a securitisation vehicle based in Luxembourg. We take a look at some frequently asked questions.

448. Information on whistleblowers - August 2020

     FOI Release Date of Release: 18/08/2020
     The FCA received 137 whistleblowing reports in 2019 and 60 (up to the end of June 2020) about adviser and advice firms.

449. Payment Services Regulations 2017 and Electronic Money Regulations 2011

     Tasks for firms Published: 21/10/2015 Last modified: 14/08/2023
     The FCA provides information on the regulation of payment services and e-money, including who is affected by the rules.

450. 2019 Disclosure Log

     Last modified: 20/03/2024
     The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2019.