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Showing 661 to 670 of 18568 search results for complaints data.

661. Information related to Covid-specific whistleblower allegations - November 2021

     FOI Release Date of Release: 09/11/2021
     The FCA responds to multiple questions regarding Covid-specific whistleblower allegations.

662. Defined Benefit (DB) transfers – further update on our work

     Multi-firm reviews Published: 05/06/2020 Last modified: 24/08/2020
     We set out further findings from our assessment of the suitability of defined benefit (DB) transfer advice, as part of a package of measures to improve standards in this area.

663. CP13/10: Detailed proposals for the FCA regime for consumer credit

     Consultation papers Published: 03/10/2013 Last modified: 30/08/2015
     What information and how frequently firms will have to report to us, including on complaints (Chapters 4 and 11).

664. Tribunal upholds the Financial Conduct Authority’s decision to fine investment adviser

     Statements Published: 21/05/2015 Last modified: 21/05/2015
     failure to respond to client complaints appropriately; and. failure to have regard to the statutory and regulatory provisions regarding the promotion of unregulated collective investment schemes (UCIS).

665. FCA taking assertive action to tackle harm in the consumer investments market

     Press Releases Published: 03/03/2022 Last modified: 13/06/2023
     The FCA is taking assertive action to tackle harm in the consumer investments market, as the latest data shows it has stopped 1 in 4 firms from entering this market.

666. New rules on packaged bank accounts have improved standards, but firms have more work to do on sales and complaints handling

     Press Releases Published: 20/10/2016 Last modified: 20/10/2016
     The Financial Conduct Authority (FCA) has today published findings from its thematic review of packaged bank accounts.

667. Guinness Mahon Trust Corporation Limited in administration and SIPP business immediately sold to Hartley Pensions

     News stories Published: 18/02/2020 Last modified: 21/02/2020
     On 17 February 2020, and following complaints in relation to historic high-risk non-standard investments, the directors of Guinness Mahon Trust Corporation Limited (GMTC), a firm authorised and regulated by the FCA, appointed Adam Stephens and Nick

668. Authorised fund managers’ assessments of their funds’ value

     Multi-firm reviews Published: 06/07/2021 Last modified: 06/07/2021
     This review sets out our findings from our review, where we looked at the processes used by different Authorised Fund Managers (AFMs) when they carry out assessments of value (AoVs or 'Value Assessments') for the funds they operate.

669. Santander UK to contact borrowers affected by SVR cap margin rise in 2008

     News stories Published: 18/04/2013 Last modified: 18/05/2021
     Santander UK has agreed to contact more than 270,000 mortgage customers that it did not give clear information when it raised the cap margin linked to its SVR in 2008.

670. TR18/1: The fair treatment of existing interest-only mortgage customers

     Thematic reviews Published: 30/01/2018 Last modified: 30/01/2018
     This report shares the findings of our thematic review into the fair treatment of existing interest-only mortgage customers by lenders.