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Showing 681 to 690 of 18568 search results for complaints data.

681. Financial services regulation and enforcement: recent developments and emerging issues

     Speeches Published: 09/10/2013 Last modified: 10/10/2013
     Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the NERA Economic Consulting seminar, London. This is the text of the speech as drafted, which may differ from the delivered version.

682. FS23/5: Review of rules extending SME access to the Financial Ombudsman Service

     Feedback statements Published: 24/10/2023 Last modified: 24/10/2023
     We set out our findings on whether the thresholds for small and medium sized enterprises (SMEs) to be able to refer complaints to the Financial Ombudsman Service (Ombudsman Service) remain appropriate.

683. FCA updates on its work on financial advice given to members of the British Steel Pension Scheme (BSPS)

     Statements Published: 11/12/2017 Last modified: 22/06/2020
     The FCA is aware of concerns about the financial advice received by members of the British Steel Pension Scheme (BSPS). The BSPS is being restructured and this has prompted many members to consider if they should transfer out of a Defined Benefit (DB

684. FCA fines PPC for misleading consumers and banks in first CMC case closed by the regulator

     Press Releases Published: 17/12/2019 Last modified: 17/12/2019
     The Financial Conduct Authority (FCA) has fined Professional Personal Claims Limited (PPC) £70,000 for misleading consumers through its websites and printed materials.

685. FCA cancels payday lender’s interim permission, bans director and refuses application to conduct regulated business

     Press Releases Published: 13/10/2016 Last modified: 13/10/2016
     The Financial Conduct Authority (FCA) has banned Andrew Barry Hart, the sole director, controller and ultimate owner of Wage Payment and Payday Loans Limited (WPPL), from performing any role in regulated financial services. The FCA has also

686. Insurance brokers: serving consumers and businesses in times of uncertainty and change

     Speeches Published: 13/05/2022 Last modified: 13/05/2022
     Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the British Insurance Brokers' Association (BIBA) Conference.

687. Lloyds Banking Group fined £4.3 million for delayed PPI redress payments

     Press Releases Published: 19/02/2013 Last modified: 09/12/2016
     The Financial Services Authority (FSA) has fined three Lloyds Banking Group firms a total of £4,315,000 for failings in their systems and controls that resulted in up to 140,000 customers receiving delayed payment protection insurance (PPI) redress.

688. Statistics on whistleblowing inquries about firms and advisers - August 2020

     FOI Release Date of Release: 18/08/2020
     FCA provides statistics on whistleblowing inquires about firms and individuals.

689. Update to information on investments made through Harlequin Management Services (South East) Limited (“Harlequin Property”)

     News stories Published: 17/06/2013 Last modified: 25/11/2021
     The Financial Services Authority (FSA) issued an alert to financial advisers on 18 January 2013 regarding this subject.

690. Financial Conduct Authority consults on widening access to the Financial Ombudsman Service for small businesses

     Press Releases Published: 22/01/2018 Last modified: 03/09/2020
     The FCA has launched a consultation on plans to give more small businesses access to the Financial Ombudsman Service. This follows a review of the protections available to small and medium sized enterprises as users of financial services.