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Showing 771 to 780 of 18568 search results for complaints data.

771. Whistleblowing

     Last modified: 13/03/2023
     If you think a firm or individual is involved in wrongdoing in an area we regulate, you can make a report to us in confidence.

772. Individual rights request

     Last modified: 22/11/2022
     I would like the FCA to delete or stop using my personal data. ... Select at least one option. Your details. Please provide the following information to help us identify your data.

773. Regulated covered bonds

     Firms Regulated markets Published: 13/05/2016 Last modified: 08/02/2023
     Covered bonds are a type of secured bond usually backed by mortgages or public sector loans. Read about the UK regulated covered bonds regime.

774. Market abuse

     Markets Market abuse Published: 04/05/2016 Last modified: 22/05/2023
     Behaviour such as insider dealing and market manipulation can amount to market abuse. Find out more about the safeguards firms must have in place.

775. Website feedback

     Last modified: 11/06/2016
     Thank you for visiting the FCA site today. Your feedback really matters, as we make future improvements based on it, so please give us as much information as you can. What was your main reason for visiting the FCA site? - None -. To find specific

776. Americanfxtrading

     Warnings Published: 18/07/2024 Last modified: 18/07/2024
     Americanfxtrading is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

777. Transaction reporting

     Markets Transaction reporting Published: 29/05/2016 Last modified: 12/01/2024
     We use transaction reports to detect and investigate suspected market abuse. Find out more about the submission of transaction reports and the data they should contain.

778. UK SFTR news

     Published: 05/03/2021 Last modified: 23/10/2023
     Read FCA news updates on the UK Securities Financing Transactions Regulation (UK SFTR).

779. Assessing suitability

     Tasks for regulated firms Published: 19/02/2016 Last modified: 06/03/2020
     FCA outlines the process you should follow to assess suitability of for a client

780. Regulating in a recovery

     Speeches Published: 13/11/2014 Last modified: 13/11/2014
     Speech by John-Griffith Jones, FCA Chairman, at the CASS Business School, London. This is the text of the speech as drafted, which may differ from the delivered version.