Search results

Showing 371 to 380 of 1129 search results for complaints data every.

371. Waivers and modifications by consent

     Tasks for firms Published: 07/05/2015 Last modified: 03/05/2024
     We provide a number of waivers and modifications by consent for different firms. Learn more about each one and the types of firm that are eligible.

372. Information on asset manager authorisations

     FOI Release Date of Release: 20/08/2021
     The FCA responds to request for information on asset manager authorisations

373. Whistleblowing in practice: Case studies

     Firms Published: 21/10/2020 Last modified: 01/02/2024
     Are you thinking about blowing the whistle on wrongdoing? Find out how whistleblowing can help the FCA to act and how the FCA protects other firms.

374. FSA Complaints data 2011 H2 [pdf]

     Data Published: 19/04/2013 Last modified: 04/08/2016
     Aggregate complaints statistics: 2006 - 2011 (H2). Including opened, closed, upheld, speed of closure and redress.

375. FSA Complaints data 2012 H1 [pdf]

     Data Published: 22/04/2013 Last modified: 04/08/2016
     Aggregate complaints statistics: 2006 - 2012 (H1). Including opened, closed, upheld, speed of closure and redress.

376. FSA Complaints data 2012 H1 [xls]

     Data Published: 22/04/2013 Last modified: 03/08/2016
     Aggregate complaints statistics: 2006 - 2012 (H1). Including opened, closed, upheld, speed of closure and redress.

377. FSA Complaints data 2011 H2 [pdf]

     Data Published: 23/04/2013 Last modified: 03/09/2014
     Aggregate complaints statistics: 2006 - 2011 (H2). Including opened, closed, upheld, speed of closure and redress.

378. Guinness Mahon Trust Corporation Limited in administration and SIPP business immediately sold to Hartley Pensions

     News stories Published: 18/02/2020 Last modified: 21/02/2020
     On 17 February 2020, and following complaints in relation to historic high-risk non-standard investments, the directors of Guinness Mahon Trust Corporation Limited (GMTC), a firm authorised and regulated by the FCA, appointed Adam Stephens and Nick

379. 2014 Disclosure Log

     Last modified: 30/01/2020
     The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2014. 

380. FSA - PS11/13 [pdf]

     Policy statements Published: 24/10/2011 Last modified: 12/09/2014
     Policy FSA - PS11/13 - Data Collection: Retail Mediation Activities Return and complaints data. Feedback to CP11/8 and final rules