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Showing 481 to 490 of 1129 search results for complaints data every.

  1. Cryptoassets: AML / CTF regime - Registering with the FCA

    Published: 22/03/2023 Last modified: 01/07/2024
    You must register with us if you want to provide cryptoasset services that come within the scope of money laundering regulations. Find out if this applies to you and how to register.
  2. Our ambitious agenda for UK asset management

    Speeches Published: 23/05/2024 Last modified: 28/06/2024
    Speech by Ashley Alder, FCA chair, at the Bloomberg Buy-side Forum.
  3. Privacy notice

    Last modified: 16/04/2024
    The FCA's privacy notice explains how and why it uses your personal data.
  4. FCA statement on redress methodology for pension transfers

    Statements Published: 03/08/2016 Last modified: 17/01/2017
    The Financial Conduct Authority (FCA) has today announced that it intends to consult in autumn 2016 to update the methodology used to calculate the levels of redress due in cases of unsuitable advice on transfers from defined benefit (DB)
  5. Our investigations – the evolving approach

    Speeches Published: 15/06/2017 Last modified: 15/06/2017
    Speech by Jamie Symington, Director of Investigations at the FCA, at the Legal Week Banking Litigation and Regulation Forum.
  6. RMA-B Profit and loss account: FAQs

    Registers and systems Published: 10/05/2016 Last modified: 13/06/2022
    RMA-B Profit and loss account: FAQs
  7. MiFID II wholesale firms conference 2015

    News stories Published: 30/10/2015 Last modified: 11/11/2015
    You can watch videos of every session, get news on the progress of MiFID II implementation, see the latest timeline and get an update on the authorisation process. ... Data publications (56m 52s). Download our slides from the conference breakout sessions
  8. Heritage Pensions Limited in liquidation

    News stories Published: 18/03/2022 Last modified: 18/03/2022
    As Heritage Pensions Limited has entered liquidation, we set out the steps Heritage clients should take and advice on how to protect against scams.
  9. FCA Data Bulletin: Issue 2 - January 2015 [pdf]

    Data Published: 29/01/2015 Last modified: 29/01/2015
    This edition of the FCA Data Bulletin highlights some areas of the authorisations process, including interesting statistics on the individuals it approves, and how it manages complaints about advertising in financial services.
  10. Re-use of Public Sector Information Regulations

    Last modified: 27/02/2023
    The FCA provides the Re-use of Public Sector Information Regulations 2015 (SI 2015 No 1415). This provides a framework for third parties to request re-use of documents published by public sector bodies.