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Showing 711 to 720 of 1129 search results for complaints data every.

711. CFO Lending Limited enters administration

     News stories Published: 19/09/2016 Last modified: 18/05/2021
     CFO Lending Limited (CFO) formally entered into administration on 6 April 2017.

712. Financial promotions quarterly data 2023 Q1

     Data Published: 05/05/2023 Last modified: 04/08/2023
     We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 January 2023 to 31 March 2023 .

713. Statement on funeral plan provider applications

     Statements Published: 15/02/2022 Last modified: 15/02/2022
     From 29 July 2022, the Financial Conduct Authority (FCA) will regulate funeral plan providers, following a change in the law.

714. Journey towards a conduct regulator

     Speeches Published: 05/03/2013 Last modified: 18/07/2013
     Speech by Clive Adamson, Director of Supervision, the FSA at the Westminster Forum, London

715. FCA Enforcement and the Wholesale Markets

     Speeches Published: 26/11/2014 Last modified: 30/01/2015
     Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the Financial Conduct Authority (FCA), delivered at the 13th Annual FX Week Europe, London. This is the text of the speech as drafted, which may differ from the delivered

716. Practical implications of US law on EU practice

     Speeches Published: 19/01/2017 Last modified: 20/01/2017
     Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the Practising Law Institute’s annual seminar on securities regulation in Europe.

717. Financial Crime: analysis of firms’ 2017-2020 REP-CRIM data

     Data Published: 07/10/2021 Last modified: 07/10/2021
     The FCA provides analysis of the annual financial crime data return (REP-CRIM) submissions for the 3 reporting periods between 2017-2020.

718. HomeServe fined £30 million for widespread failings

     Press Releases Published: 13/02/2014 Last modified: 13/02/2014
     from November 2008 to October 2011, to identify and address inappropriate bias within the remuneration structure for the complaint handling teams, which incentivised staff to close as many complaints as possible, ... meaning that there was a risk that

719. Defined benefit pension transfers – market-wide data results

     Multi-firm reviews Published: 19/06/2019 Last modified: 19/06/2019
     Collected data from firms on the size and value of the Defined Benefit (DB) pension advice market. 

720. Firm specific complaints data 2012 H2 [xlsx]

     Data Published: 15/04/2013 Last modified: 04/08/2016
     Firm level complaints data for firms receiving 500 or more complaints within a six-month reporting period. This file covers firms with reporting periods ending between 1 July 2012 and 31 December 2012.