Search results

Showing 781 to 790 of 1129 search results for complaints data every.

781. Effective global regulation in capital markets

     Speeches Published: 05/12/2017 Last modified: 11/04/2018
     Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to ICI Global Conference, London

782. Defined benefit pension transfers market data October 2018-March 2020

     Data Published: 18/01/2021 Last modified: 29/01/2021
     Defined benefit pension transfers market data October 2018-March 2020

783. Recruit, change or terminate an appointed representative

     Tasks for firms Published: 12/05/2015 Last modified: 20/11/2023
     If you're a principal firm, find out how to recruit, change or terminate appointed representatives (AR) and complete related Approved Persons applications.

784. Information for customers of The Mortgage Matters Partnership (TMMP)

     News stories Published: 26/10/2018 Last modified: 10/05/2019
     Some of TMMP’s customers were given mortgage advice which may have been unsuitable and a customer contact and redress programme was started. The firm has been declared in default by the Financial Services Compensation Scheme (FSCS) and as a result

785. Promoting competition in the financial services sector

     Speeches Published: 11/03/2014 Last modified: 18/03/2014
     Christopher Woolard, Director of Policy, Risk and Research, the FCA, at the Future of Financial Services summit, London. This is the text of the speech as drafted, which may differ from the delivered version.

786. ScamSmart prompts tens of thousands of pension holders to seek information

     Press Releases Published: 04/12/2018 Last modified: 04/12/2018
     The number of people seeking information about pension scams has soared since the launch of the first joint campaign by the Financial Conduct Authority (FCA) and The Pensions Regulator (TPR) this summer.

787. PS19/8: Increasing the award limit for the Financial Ombudsman Service

     Policy statements Published: 16/10/2018 Last modified: 08/03/2019
     Following our Consultation Paper CP18/31, we are increasing the Financial Ombudsman Service’s award limit. The award limit sets the maximum amount of compensation the ombudsman service can require financial services firms to pay when it upholds a

788. Technology and global ties: turning the tide on financial crime

     Speeches Published: 24/05/2018 Last modified: 24/05/2018
     Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Anti-Money Laundering TechSprint, London.

789. The role of regulation in encouraging investment in the City

     Speeches Published: 25/09/2023 Last modified: 25/09/2023
     Speech by Sarah Pritchard, Executive Director, Markets and Executive Director, International at the City and Financial Global: Future of UK Capital Markets Regulation event.

790. FCA continues its strong commitment to diversity and inclusion

     Press Releases Published: 11/10/2016 Last modified: 11/10/2016
     The Financial Conduct Authority (FCA) has today published targets for the Women in Finance Charter, which it signed in June 2016. As a commitment to diversity in senior roles, the FCA has also announced its Black, Asian, Minority Ethnic (BAME)