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Investor protection under MiFID II
Speech by David Geale, Director of Policy, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
FCA extends the Senior Managers and Certification Regime to 47,000 firms
FCA extends the Senior Managers and Certification Regime to 47,000 firms -
FCA encourages firms to do more to support ageing population
financial products and services they need at every stage of their life. -
Pensions: A view from the FCA
Speech by Andrew Bailey, Chief Executive of the FCA, delivered at Gleneagles. -
Penalties, remediation, and our General Principles
FCA Executive Director of Enforcement and Market Oversight, delivered this speech on financial penalties at the City & Financial Global Ltd event, London. -
Park First Limited – information for investors
Four companies in the Park First group entered administration on 4 July 2019. Find out what this means for investors. -
Challenges for the regulator - consumer credit, long-term savings and an ageing population
Speech by Andrew Bailey, Chief Executive at the FCA, delivered at City Banquet, Mansion House. -
Insights from the 2021 Cyber Coordination Groups
An overview of insights arising from the discussions held at the FCA’s quarterly Cyber Coordination Group (CCG) meetings throughout 2021. -
Consumer Investments: Strategy and Feedback Statement
The FCA sets out its view of consumer harm in this market and its 3-year strategy to address this. -
Data on Whistleblowing cases about Firms or Advisers since 2011 - July 2021
The FCA provides data on the number of whistleblowing cases about firms or advisers, that have been received by us since 2011.