Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 841 to 850 of 1129 search results for complaints data every.

  1. 100 days of the FCA - Martin Wheatley speaks at the ABI Biennial Conference

    Press Releases Published: 09/07/2013 Last modified: 16/08/2013
    Martin Wheatley, chief executive of the Financial Conduct Authority (FCA), will today tell the Association of British Insurers (ABI) Biennial Conference that the FCA is “a very different animal to the Financial Services Authority (FSA)”.

  2. activefinancial.trade (Clone of FCA Authorised Firm)

    Warnings Published: 10/08/2023 Last modified: 03/11/2023
    activefinancial.trade (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and

  3. Consumer warning about the risks of investing in binary options

    News stories Published: 14/11/2017 Last modified: 03/01/2018
    The FCA is issuing this warning to inform consumers about the risk of investing in these high-risk, speculative products. From 3 January 2018, firms offering binary options in or from the UK must be authorised by the FCA.

  4. The FCA launches review into price comparison websites

    Press Releases Published: 24/11/2013 Last modified: 09/12/2016
    Look at the possible inappropriate use of consumers’ data, or people being directed towards unauthorised insurers; and. ... Check firms are doing the basics, such as complying with all relevant FCA regulatory responsibilities and clearly explaining

  5. Information on complaints received by the FCA under its Complaints Scheme - May 2021

    FOI Release Date of Release: 17/05/2021
    The FCA answers questions related to complaints received by it under its Complaints Scheme.

  6. Regulatory hosting services

    Firm authorisation Published: 11/07/2023 Last modified: 09/05/2024
    Read information for principal firms operating as regulatory hosts.

  7. FCA fines HSBC Bank plc £63.9 million for deficient transaction monitoring controls

    Press Releases Published: 17/12/2021 Last modified: 06/05/2022
    We have fined HSBC Bank plc (HSBC) £63,946,800 for failings in its anti-money laundering processes.

  8. How regulation can prepare the ground for economic growth

    Speeches Published: 27/09/2022 Last modified: 27/09/2022
    Speech by Sarah Pritchard, Executive Director, Markets at the City and Financial Global: The Future of UK Financial Services Regulation Summit.

  9. Effective compliance with the Market Abuse Regulation – a state of mind

    Speeches Published: 14/11/2017 Last modified: 15/11/2017
    More simply put, PMO, live and breathe the core tenets of the disclosure obligations of MAR each and every day. ... data that we will receive regarding transactions taking place in the market and critical to our pursuit of market abuse.

  10. FCA publishes Annual Report and Accounts 2017/18

    Press Releases Published: 19/07/2018 Last modified: 03/08/2018
    The Financial Conduct Authority (FCA) has today published its Annual Report and Accounts, which looks back on the key pieces of work undertaken by the organisation throughout 2017/18.
Related searches
Related topics