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Showing 151 to 160 of 17572 search results for complaints data published.

151. AUXI MARKET

     Warnings Published: 13/05/2022 Last modified: 13/05/2022
     AUXI MARKET is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

152. Side pockets

     Consumers Your rights Published: 08/09/2022 Last modified: 20/03/2023
     Side pockets could affect anyone who invests in funds that are exposed to Russian assets. Find out more about how side pockets work and what investors can expect.

153. Workstreams updates

     Statements Published: 16/07/2021 Last modified: 16/07/2021
     Update on Assessing Suitability Review (ASR 2), diagnostic review of business models, review of rules extending SME access to the Financial Ombudsman and de-anchoring remedy for credit cards

154. Executive committees

     About us Who we are Published: 02/04/2016 Last modified: 15/07/2024
     Find out about the FCA's executive committee members and how our management structure operates to ensure markets work well.

155. FCA responds to independent reviews into its regulation of London Capital & Finance and Connaught

     Press Releases Published: 17/12/2020 Last modified: 17/12/2020
     The FCA has responded to the independent investigations of its supervision of London Capital & Finance plc (LCF) and Connaught Income Fund Series 1 and connected companies (Connaught)

156. Youcompareinsurance

     Warnings Published: 25/10/2018 Last modified: 25/10/2018
     Youcompareinsurance is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

157. Sustainability

     Speeches Published: 22/07/2014 Last modified: 05/08/2014
     Sustainability. Speeches First published:. 22/07/2014. Last updated: 05/08/2014. Share page. ... We will also continue our work to ensure that firms’ ongoing complaint-handling processes generally deliver fair redress and that any poorly handled

158. Principals and appointed representatives

     Tasks for firms Firms Published: 09/05/2015 Last modified: 24/04/2024
     If you’re a principal firm for an appointed representative (AR), find out what your responsibilities are and when to notify the FCA.

159. Small payment institution (small PI)

     Last modified: 14/09/2018
     The Treasury has implemented these through the PSRs 2017 and the FCA has published its Policy Statement and Approach Document. ... The key changes for small PIs include those relating to Conduct of business(Chapter 8 in our Approach Document), Complaints

160. World Markets

     Warnings Published: 15/07/2020 Last modified: 15/07/2020
     World Markets is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.