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Showing 391 to 400 of 17572 search results for complaints data published.

  1. Brexit and financial services: where have we got to?

    Speeches Published: 25/10/2018 Last modified: 26/10/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, delivered at the City Banquet, Mansion House, London.

  2. Statistics on Clone and Scam firms - January 2020

    FOI Release Date of Release: 14/01/2020
    FCA provides statistics on Clone and Scam firms for 2019 and previous years dating back to 2014.

  3. Mutual societies registration function: 2021-22

    Corporate documents Published: 24/05/2022 Last modified: 24/05/2022
    An update on our work and a breakdown of societies on the register. 

  4. Partly contested cases, the pipeline and AML investigations

    Speeches Published: 04/04/2019 Last modified: 04/04/2019
    FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on MIFID II and ways to fight financial crime.

  5. The FCA launches review into price comparison websites

    Press Releases Published: 24/11/2013 Last modified: 09/12/2016
    Look at the possible inappropriate use of consumers’ data, or people being directed towards unauthorised insurers; and. ... Check firms are doing the basics, such as complying with all relevant FCA regulatory responsibilities and clearly explaining

  6. Mortgage lending and administration return (MLAR)

    Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
    Find out more about the sections of a Mortgage Lending and Administration Return (MLAR) and what you need to do when submitting one.

  7. UBS fined £9.45m for failings in its sale of an AIG fund

    Press Releases Published: 12/02/2013 Last modified: 29/03/2013
    The Financial Services Authority (FSA) has fined UBS AG (UBS) for failures in the sale of the AIG Enhanced Variable Rate Fund (the Fund). These failures led to UBS customers being exposed to an unacceptable risk of an unsuitable sale of the Fund.

  8. Reporting requirements for CMCs

    Claims management companies Published: 09/06/2019 Last modified: 07/02/2023
    Learn more about the annual reporting requirements for claims management companies (CMCs).

  9. activefinancial.trade (Clone of FCA Authorised Firm)

    Warnings Published: 10/08/2023 Last modified: 03/11/2023
    activefinancial.trade (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and

  10. Mobile phone insurance: Follow-up review findings

    Thematic reviews Published: 10/12/2015 Last modified: 10/12/2015
    Mobile phone insurance: Follow-up review findings. Thematic reviews First published:. 10/12/2015. ... Following our intervention, a number of firms have already made further improvements to their claims and complaints handling.
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