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Showing 711 to 720 of 17590 search results for complaints data published.

  1. Oversight Committee

    About us Who we are Published: 11/11/2019 Last modified: 01/09/2023
    The FCA Oversight Committee works with the Financial Ombudsman and the FSCS to ensure they can carry out their roles.

  2. Markets

    Markets Last modified: 24/05/2023
    FCA Markets landing page.

  3. Office for Professional Body Anti-Money Laundering Supervision (OPBAS)

    About us What we do Published: 23/01/2018 Last modified: 23/05/2022
    OPBAS is the Office for Professional Body Anti-Money Laundering Supervision

  4. UK Securities Financing Transactions Regulation (UK SFTR)

    Markets Markets policy Published: 11/03/2020 Last modified: 31/03/2022
    The UK Securities Financing Transactions Regulation (SFTR) introduces requirements to improve transparency and monitor the risks associated with the securities financing transactions market.

  5. Report competition law infringements

    Last modified: 20/10/2021
    Please let us know if you have contacted any other regulators or organisations with your complaint. ... Address. Email. Have you contacted any other regulators or organisations with your complaint?

  6. Temporary prohibition of short selling

    News stories Published: 13/03/2020 Last modified: 13/03/2020
    The FCA notifies that it temporarily prohibits short selling in the following instruments under Articles 23 (1) and 26 (4) of Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012.

  7. FCA Innovation Hub

    Innovation Hub Last modified: 02/04/2024
    FCA Innovation supports FinTech and RegTech firms with innovative business models and further promote innovation in the interests of consumers.

  8. FCA Connect

    Registers and systems Published: 03/05/2016 Last modified: 09/02/2023
    FCA Connect is our user management system for you to submit applications and notifications. Use it to notify us about approved persons or suspicious transactions or apply for MiFID II.

  9. Handbook of rules and guidance

    About us How we regulate Published: 21/04/2016 Last modified: 24/08/2021
    All regulated firms must comply with our rules as set out in the FCA Handbook.

  10. RegData

    Published: 16/06/2020 Last modified: 24/06/2024
    RegData is the FCA's data collection platform for gathering regulatory data from firms. It replaced Gabriel and makes it easier to submit your firm's data.
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