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Showing 151 to 160 of 724 search results for complaints data to help assess.
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Research Note: EMIR data and derivatives market policies
In 2012, the European Union (EU) implemented the post-financial crisis G20 agreements on derivatives markets by adopting the European Market Infrastructure Regulation (EMIR). In this Research Note, we assess the impact of two key EMIR obligations -
Retirement income market data
This quarterly data collection is part of our commitment to monitor and assess the impact of the pension reforms which we made in the Retirement income market study. ... We are using this data to help shape the way we regulate this market, supervise -
FCA begins review on data in wholesale markets
FCA begins review on data in wholesale markets -
Securitisation
Securitisation legislation aims to make the securitisation market work more effectively. Regulation outlines the general requirements for all securitisations, as well as the criteria and process for designating certain securitisations as simple, -
FCA publishes Defined Benefit Advice Assessment Tool
The DBAAT helps the market understand how we assess the suitability of defined benefit pension transfer advice -
Helping people access cash
How new legislation has given the FCA powers to act where it finds or anticipate significant impacts on consumers’ ability to access cash. -
REP025 data item: FAQs
Find out more about how to complete REP025, for on-going reporting of complaints and revenue data by principal firms on their appointed representatives (ARs) and introducer appointed representatives (IARs). -
Directory of certified and assessed persons
Find out how you can prepare and amend your certified and assessed person submission, and why it's important to confirm your details. -
Publications
Policy and guidance, corporate documents, notices and decisions, data, research and forms -
Digital Sandbox
The Digital Sandbox supports innovators and data providers at various stages of product development.